Morgan Lewis

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05/10/12 Department of Labor Releases Guidance on New Disclosure Rules
Guidance contains clarifications of participant-level disclosures and "good faith" standard for enforcement purposes.
August 2010 Financial Reform Legislation: A Guide to the Employment-Related Provisions
The Wall Street Reform Act dramatically changes the employer-employee landscape, significantly expanding government oversight and regulation of the workplace for employers in the financial services industry and public companies.
07/28/10 Private Fund Investment Advisers Registration Act Enacted Into Law
Hedge fund and private equity fund managers will now be required to register with the SEC or state regulators, while venture capital fund advisers obtain an exemption from registration.
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05/08/12 Morgan Lewis Strengthens International Practice with Additional Growth in London, Expansion into Eastern Europe and Central Asia
Morgan Lewis confirmed that ten partners will join the firm's Business and Finance Practice, resident in the UK, Russia, and Kazakhstan.
04/30/12 Morgan Lewis Continues to Strengthen and Grow Finance Practice with Two Energy and Project Finance Partners in Boston
Morgan Lewis today announced the addition of two more partners—Richard Filosa and Mitchell Carroll—to its Business and Finance Practice, resident in the firm's Boston office.
04/30/12 Morgan Lewis Broadens Bi-Coastal Finance Capabilities with Arrival of Team Led by New Practice Co-Chair Marshall Stoddard
Morgan Lewis today announced the addition of a team of lawyers, led by Marshall Stoddard, to its Business and Finance Practice, resident in the firm's New York and Los Angeles offices.
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113 Publications Found
07/08/08 FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives)

LawFlash/Client Alert | Securities Industry FYI
P. Georgia Bullitt

In the light of responses to its 2007 consultation paper on the disclosure of Contracts for Differences (CP07/20), the United Kingdom’s Financial Services Authority (FSA) has decided to implement a general disclosure regi... more

07/19/06 Legal á la Carte - Outsourcing and Financial Services: Regulatory and Commercial Considerations, New York

Presentation | Speech
Kathleen Collins, John Ayanian

Summer 2006 Hang on to Your Laptop—Please, Bank Insurance & Securities Marketing

Outside Publication | Article
Kathleen Collins

2 janvier 2006 Fourniture de logiciel: Livraison de bien ou prestation de service? Option Finance, n° 864

Outside Publication | Article
Patrice Lefèvre-Péaron

15 mai - 15 juin 2005 Plans d'attribution gratuite d'actions et de stock-options: quelle cohabitation? Décideurs: Stratégie, Finance & Droit, n° 65

Outside Publication | Article
Patrice Lefèvre-Péaron, Anne Tolila

14 mars 2005 Prestations de services: Quand doit-on les imposer? Option Finance, n° 825

Outside Publication | Article
Patrice Lefèvre-Péaron

14 février 2005 Le conseil d'état généralise les modalités de calcul des retenues à la source, Option Finance, n° 821

Outside Publication | Article
Patrice Lefèvre-Péaron

01/24/05 Expanding Jurisdiction of U.S. Bankruptcy Courts, New York Law Journal, Vol. 233, No. 15

Outside Publication | Article
Wendy Walker

Winter 2005 The Rush to Regulate, Bank Insurance & Securities Marketing

Outside Publication | Article
Kathleen Collins

13 décembre 2004 Loi de finances rectificatives pour 2004: des aménagements au régime fiscal des restructurations liés aux nouvelles normes comptables, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

18 octobre 2004 Pénalités pour paiement tardif des créances commerciales: La fin d'un imbroglio juridique et fiscal? Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

30 août 2004 Des changements dans le calcul de la taxe foncière et de la taxe professionnelle, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

24 mai 2004 Calcul du prorata de TVA: La CJCE précise la notion de produits financiers accessoires, Option Finance

Outside Publication | Article
Patrice Lefèvre-Péaron

03/07/02 Regulatory Hurdles to Banks' Sale of Insurance Bank Insurance: Threat or Opportunity, presented at American Council of Life Insurers' Financial Security Solutions Symposia of 2002, Washington, D.C.

Presentation | Speech
Kathleen Collins

August 2001 Amendments to the Pennsylvania Business Corporation Law and Related Acts

Morgan Lewis Title | White Paper
Lawrence Berger

04/23/01 Bank Sales of Insurance on the Internet, presented at the American Conference Institute, The Legal and Regulatory Forum on Online Insurance Transactions, Chicago

Presentation | Speech
Kathleen Collins

03/14/01 The New Federal Bank Sales of Insurance Regulations, The Review of Banking & Financial Services

Outside Publication | Article
Kathleen Collins

Winter 2001 Sharing Information With Affiliates Could Be Tougher Under GLB, Bank Insurance Marketing

Outside Publication | Article
Kathleen Collins

10/04/00 Privacy After Gramm-Leach-Bliley, presented at the CSUGA International Conference, San Antonio

Presentation | Speech
Kathleen Collins

09/01/00 Sharing of Bank Customer Information with Insurance Agencies, presented at the Financial Privacy Conference, New York

Presentation | Speech
Kathleen Collins

06/24/00 Privacy Policies and Procedures for the Traditional "Financial Institution", presented at the Financial Services Industry Privacy Compliance Conference, Washington, D.C.

Presentation | Speech
Kathleen Collins

04/18/00 State and Federal Law Interplay Under Gramm-Leach-Bliley Act, presented at the Financial Institutions Insurance Association, 12th Annual Convention, Las Vegas

Presentation | Speech
Kathleen Collins

March 2000 Federal and State Law Interplay Under Gramm-Leach-Bliley: How Not to Do It, Financial Services Modernization: The Impact of the Gramm-Leach-Bliley Act

Outside Publication | Article
Kathleen Collins

11/16/99 The Gramm-Leach-Bliley Act: Structural Reform of the Financial Services Industry

Morgan Lewis Title | White Paper
James Hunter, Jr., Kathleen Collins

On November 12, 1999, President Clinton signed into law 5.900, the “Gramm-Leach-Bliley Act,” P.L. 106-102 (113 Stat. 1338), a measure widely viewed as the most significant single piece of legislation to affect the fi... more

11/08/99 Legal, Regulatory and Compliance Considerations for Bank Sales of Annuities and Insurance: An Update and Review, presented at the Financial Institutions Insurance Association Fall Conference, Chicago

Presentation | Speech
Kathleen Collins