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02/26/13 Virtual Asset Management Roundtable Series: SEC Enforcement 2012 Year In Review
02/07/13 Select SEC and FINRA Cases and Developments: 2012 Year in Review
In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC enforcement docket and FINRA bringing a record number of enforcement actions against its member firms and associated persons.
February 2013 Select Broker-Dealer, Investment Adviser, and Investment Company Enforcement Cases and Developments: 2012 Year in Review
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02/13/12 Morgan Lewis Picks Up Dodd-Frank Pro, ERISA Partners, Law360
The arrival of new partners Marla J. Kreindler, Julie K. Stapel, and Michael M. Philipp is covered.
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Feb 13, 2012 - Morgan Lewis Picks Up Dodd-Frank Pro, ERISA Partners, Law360

The arrival of new partners Marla J. Kreindler, Julie K. Stapel, and Michael M. Philipp is covered.

page 1 of 1