Broker-Dealers
Publications of Interest
LawFlash/Client Alert | Employee Benefits and Investment Management LawFlash
Employee Benefits and Investment Management Practices
The U.S. Department of Labor (DOL) has adopted a final regulation to implement the statutory exemption from the prohibited transaction rules of the Employee Retirement Income Security Act of 1974, as amended (ERISA), for the pro... more
LawFlash/Client Alert | Investment Management and Restructuring LawFlash
Joshua Blackman, Robert Mendelson
On October 31, the Securities Investor Protection Corporation (SIPC) filed for a protective order under the Securities Investor Protection Act (SIPA) for MF Global Inc., a company registered jointly as an Securities and Exchange... more
LawFlash/Client Alert | Investment Management LawFlash
John O'Brien, P. Georgia Bullitt, Monica Parry, Steven Stone, Timothy Levin, Robert Mendelson, Mark Fitterman, Joshua Blackman, David Sirignano
On July 26, two decades after it first proposed adoption of a large trader reporting system, the Securities and Exchange Commission (SEC) voted to adopt Rule 13h-1 (the Rule) under the Securities Exchange Act of 1934 (Exchange Ac... more
LawFlash/Client Alert | Investment Management LawFlash
Michael Piracci, P. Georgia Bullitt, F. Mindy Lo
As things currently stand, on July 16, when the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act)[1] becomes effective, Securities and Exchange Commission (SE... more
LawFlash/Client Alert | Investment Management FYI
Steven Stone, Christopher Menconi, John O'Brien, Donald Myers, Sean Graber, Timothy Levin, W. John McGuire, Thomas Harman
On July 21, the Securities and Exchange Commission (SEC) proposed new rules and disclosure requirements that, if adopted, will significantly change the existing framework governing the use of mutual fund assets to pay for distrib... more
Morgan Lewis Title | White Paper
Michael Kraut, Anne Flannery, Ben Indek, Kerry Land, Patrick Conner, David Snider, Mary Dunbar, Kevin Rover, E. Andrew Southerling, Julia Miller
This Outline highlights selected U.S. Securities and Exchange Commission (the “SEC” or the “Commission”) and Financial Industry Regulatory Authority (“FINRA”) enforcement actions and developmen... more
LawFlash/Client Alert | Investment Management FYI
Steven Stone, David Sirignano, Timothy Levin, Mark Fitterman, Robert Mendelson, Monica Parry, John O'Brien
On April 14, the Securities and Exchange Commission (SEC) issued a release (Release) proposing that certain large-volume, high-frequency traders (classified as "large traders") be required to self-identify to the SEC, and that b... more
Presentation | Speech
Steven Stone
Outside Publication | Article
Ben Indek, Michael Kraut
LawFlash/Client Alert | Securities LawFlash
Litigation Practice
The Morgan Lewis Securities Litigation and Enforcement Practice has published an outline highlighting selected U.S. Securities and Exchange Commission (SEC or the Commission), Financial Industry Regulatory Authority (FINRA), and... more
Morgan Lewis Title | White Paper
Kerry Land, Anne Flannery, Kevin Rover, David Snider, Ben Indek, Michael Kraut, Kurt Rademacher, Julia Miller
This outline highlights selected U.S. Securities and Exchange Commission (the “SEC” or the “Commission”), Financial Industry Regulatory Authority (“FINRA”), and NYSE Regulation enforcement ac... more
LawFlash/Client Alert | Securities Industry FYI
Robert Mendelson
On July 27, the Securities and Exchange Commission (SEC) announced several actions in its continuing examination of short sale regulation. First, the SEC adopted Rule 204 of Regulation SHO under the Securities Exchange Act of 1... more
LawFlash/Client Alert | Investment Management FYI
Michael Berenson, Christopher Menconi
On July 21, the U.S. Court of Appeals for the District of Columbia Circuit issued its opinion in American Equity Investment Life Insurance Company, et al. [1] v. Securities and Exchange Com... more
Morgan Lewis Title | White Paper
Anne Flannery, Ben Indek, Michael Kraut
This outline highlights selected U.S. Securities and Exchange Commission (the “SEC” or the “Commission”), Financial Industry Regulatory Authority (“FINRA”), and NYSE Regulation enforcement ac... more
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
On June 17, the Obama administration released its recommendations to reform the financial regulatory system: Financial Regulatory Reform-A New Foundation: Rebuilding Financial Supervision and Regulation . The recommendations p... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
Presentation | Speech
Anne Flannery
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management FYI
Monica Parry, P. Georgia Bullitt, Steven Stone
As expected, on May 14 the Securities and Exchange Commission (SEC) proposed changes to the custody rule under the Investment Advisers Act of 1940, Rule 206(4)-2, that will affect the roughly 9,600 investment advisers that the ... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management FYI
P. Georgia Bullitt, Robert Mendelson
Money managers trading U.S. Treasury securities need to take quick action to prepare for the May 1, 2009 effectiveness of the industrywide voluntary protocol under which parties will be assessed penalties for settlement fails in ... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management FYI
John O'Brien, Michael Berenson, W. John McGuire, Sean Graber, Timothy Levin, Christopher Menconi, Thomas Harman
In order to further stabilize the financial markets, the U.S. Treasury Department (the Treasury) recently announced an additional extension to the Temporary Money Market Funds Guarantee Program (the Program). The Program, whic... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management FYI
John O'Brien, Mark Fitterman, Ben Indek, Steven Stone
The Financial Industry Regulatory Authority (FINRA) recently filed with the Securities and Exchange Commission (SEC) a proposed rule change that, if adopted, would make significant changes in the reporting of certain disclosure... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Securities LawFlash
Litigation Practice
As it has done over the last several years, the Securities Litigation and Enforcement Practice has published an outline highlighting selected U.S. Securities and Exchange Commission (SEC or the Commission), Financial Industry R... more
Morgan Lewis Title | White Paper
Anne Flannery, Ben Indek, Michael Kraut
This outline highlights selected U.S. Securities and Exchange Commission ("SEC" or the "Commission"), Financial Industry Regulatory Authority ("FINRA"), and NYSE Regulation enforcement actions and developments regarding broker-d... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Independent Directors FYI
Jennifer Klass
In recent weeks, the U.S. Securities and Exchange Commission (SEC) has been emphasizing the importance of robust compliance programs and urging SEC-registered firms, including investment companies, investment advisers, and brok... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management LawFlash
David Sirignano, Steven Stone, Monica Parry, Mary Dunbar, Robert Mendelson, Mark Fitterman, P. Georgia Bullitt
This FYI is an update of the FYI circulated by Morgan Lewis on October 17, 2008 reflecting additional informal guidance that we understand was provided by the SEC staff to the Managed Funds Association and other groups. To ensure... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Investment Management LawFlash
Steven Stone, Monica Parry, Mark Fitterman, Mary Dunbar, David Sirignano, Robert Mendelson, P. Georgia Bullitt
As a follow-up to the emergency order it issued in September, the Securities and Exchange Commission (SEC) has issued an interim final rule requiring institutional investment managers to file Form SH to report their short sales.... more
LawFlash/Client Alert | Investment Management LawFlash
Mary Dunbar, Mark Fitterman, P. Georgia Bullitt, Robert Mendelson, Steven Stone
As a follow up to the emergency order it issued in September, the Securities and Exchange Commission (SEC) has issued interim final rules imposing close-out requirements on short sales. The new rules take effect October 17, 200... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Business and Finance LawFlash
Business and Finance Practice
The Emergency Economic Stabilization Act of 2008 (the “Act”) was signed into law by President Bush on October 3, 2008. Passage of the Act was the result of intense debate in both the U.S. Senate and the U.S. House o... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
Outside Publication | Article
Monica Parry, Steven Stone
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Securities Industry FYI
David Sirignano, Mary Dunbar, Monica Parry, P. Georgia Bullitt, Robert Mendelson, Mark Fitterman, Steven Stone
As the securities industry continues to wrestle with the emergency orders issued last week by the Securities and Exchange Commission (SEC), a number of interpretive questions have been raised. The SEC staff has provided guidanc... more
LawFlash/Client Alert | Securities Industry FYI
Robert Mendelson, Gregory Salathé, P. Georgia Bullitt, Monica Parry, Steven Stone, Mary Dunbar, Mark Fitterman, Torsten Schwarze, David Sirignano
This FYI is an update of the FYI circulated by Morgan Lewis on Sunday, September 21, to reflect changes announced overnight by U.S. and foreign regulators. To ensure that our clients have the latest developments, we have descri... more
LawFlash/Client Alert | Securities Industry FYI
Monica Parry, Mark Fitterman, Mary Dunbar, David Sirignano, P. Georgia Bullitt, Steven Stone, Robert Mendelson
In the face of the current extraordinary market conditions, the Securities and Exchange Commission (SEC) has announced that it is exercising regulatory powers through the following temporary orders: (1) prohibiting short sellin... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Securities LawFlash
Litigation Practice
In the years following the passage of the Private Securities Litigation Reform Act of 1995 (PSLRA), plaintiffs have tried numerous approaches to satisfying the PSLRA’s stringent requirement to plead a “strong inference” of scie... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
Morgan Lewis Title | White Paper
Kerry Land, Anne Flannery, Kurt Rademacher, Ben Indek, Michael Kraut
This outline highlights selected U.S. Securities and Exchange Commission ("SEC" or the "Commission"), Financial Industry Regulatory Authority ("FINRA"), and NYSE Regulation enforcement actions and developments regarding broker-d... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Securities Industry FYI
Joshua Blackman, Mark Fitterman, Jennifer Klass, John Ayanian, Robert Mendelson, Steven Stone
The Securities and Exchange Commission (SEC) recently proposed substantial amendments to Rule 15a-6 under the Securities Exchange Act of 1934 (Exchange Act), which provides conditional exemptions from broker-dealer registration... more
Presentation | Webinar
Steven Stone
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Labor and Employment LawFlash
Labor and Employment Practice
On June 10, the New York Court of Appeals issued a decision in Pachter v. Bernard Hodes Group, Inc. explaining that although executives are employees covered by New York’s Wage Payment Law, adjustments or deductions for... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management Practice
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
Morgan Lewis Title | White Paper
Anne Flannery, Ben Indek, Michael Kraut
This outline highlights selected U.S. Securities and Exchange Commission (“SEC” or the “Commission”), NASD, NYSE Regulation, and Financial Industry Regulatory Authority (“FINRA”) enforcement ... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Securities Industry FYI
Beth Kiesewetter
On January 10, the SEC’s Division of Trading and Markets issued a letter to the Securities Industry and Financial Markets Association (SIFMA) that extends no-action relief allowing broker-dealers to fully rely on SEC regi... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Securities Industry FYI
Mark Fitterman, John Ayanian
Today, FINRA issued Regulatory Notice 08-02, which informs member firms that FINRA has amended NYSE Rule 342.13 to eliminate the requirement that the General Securities Principal Examination (Series 24) be passed after July 1, ... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Securities Industry FYI
Securities Industry
Last week, the Financial Industry Regulatory Authority (FINRA) issued guidance regarding the review and supervision of electronic communications. The guidance sets forth principles for member firms to consider when developing s... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Securities LawFlash
Litigation
A decision by the Southern District of New York in SEC v. Masri , 04 Civ. 1584 (S.D.N.Y. Nov. 21, 2007) (RJH), granting summary judgment and dismissing claims against a broker, seeks to clarify the intent necessary to prove a ... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Broker-Dealer
LawFlash/Client Alert | Securities Industry FYI
Broker-Dealer Practice
On November 8, 2007, the Municipal Securities Rulemaking Board (MSRB) issued Notice 2007-32 with guidance pertaining to amendments to its supervision rule, Rule G-27. The Notice stated that the amendments, which become effectiv... more
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Broker-Dealer Regulatory Update
Investment Management
LawFlash/Client Alert | Securities Industry FYI
Securities Industry
On May 24, 2007, for the second time in less than four weeks, the SEC granted an industrywide exemption relief from the confirmation delivery requirements of Rule 10b-10 under the Securities Exchange Act of 1934 to all dually r... more
Morgan Lewis Title | White Paper
Joshua Blackman, Ben Indek
This White Paper focuses on selected U.S. Securities and Exchange Commission (SEC), NASD, and NYSE Regulation cases and developments in 2006 regarding broker-dealers. The number of disciplinary actions against broker-dealers va... more
Outside Publication | Article
I. Lee Falk, Daniel Kleinman
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
John Ayanian
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Morgan Lewis Title | White Paper
E. Andrew Southerling, Ben Indek, Christian Mixter
Following in the footsteps of the Securities and Exchange Commission (“SEC”) and the Department of Justice (“DOJ”), on September 14, 2005, the New York Stock Exchange (“the NYSE” or “the... more
Presentation | Speech
Steven Stone
Presentation | Speech
Monica Parry, Steven Stone
Presentation | Speech
Steven Stone
Presentation | Webinar
Steven Stone
SEC Rules 204A-1; 204-2; and 17j-1
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Outside Publication | Article
John Ayanian
Presentation | Speech
Steven Stone
LawFlash/Client Alert | Securities LawFlash
Securities Industry
On May 22, 2003 the SEC published its long-awaited interpretive release on the amendments to the broker-dealer recordkeeping rules, Rules 17a-3 and 17a-4, which went into effect on May 2. The release, which is written in a Q&am... more
Presentation | Speech
Steven Stone
LawFlash/Client Alert | Securities LawFlash
Securities Industry
The U.S. Securities and Exchange Commission has adopted final rules concerning when banks meet the Exchange Act definition of “dealer,” as modified by the Gramm-Leach-Bliley Act (GLBA). Effective September 30, 2003, a bank that... more
Presentation | Speech
Ben Indek, Steven Stone
Presentation | Speech
Steven Stone
Outside Publication | Article
Steven Stone
LawFlash/Client Alert | Employee Benefits LawFlash
Employee Benefits
In response to the consolidation in the financial services industry that has resulted in more trustees having affiliations with broker-dealers, the Department of Labor has adopted a technical amendment to ERISA Prohibited Transa... more
LawFlash/Client Alert | Securities LawFlash
Kathleen Collins, Jack Drogin, Steven Stone
On October 30, 2002, the SEC proposed rules under the Gramm-Leach-Bliley Act (GLBA) addressing some of the securities activities banks may engage in without having to register as brokers or dealers with the SEC. Although GLBA w... more
Presentation | Speech
John Ayanian
Outside Publication | Article
Ben Indek, John Ayanian
Presentation | Speech
Ben Indek
Presentation | Speech
Steven Stone
Outside Publication | Article
Steven Stone
Morgan Lewis Title | White Paper
Linda Griggs, David Sirignano, George Yearsich
In response to the continuing revelations of accounting and disclosure irregularities at some of America’s largest public companies, on June 27, 2002 the SEC took the unprecedented step of “ordering” the princi... more
Presentation | Speech
John Ayanian
Outside Publication | Article
John Ayanian, Robert Mendelson, Steven Stone
Outside Publication | Article
Steven Stone
Presentation | Speech
Ben Indek
Presentation | Speech
Ben Indek
Presentation | Speech
Steven Cohen, Randall Sunberg, Alan Singer
Presentation | Speech
Ben Indek
Outside Publication | Article
Steven Stone
Outside Publication | Article
Steven Stone
Presentation | Speech
Steven Stone
Outside Publication | Article
Ben Indek
Presentation | Speech
John Ayanian
Outside Publication | Article
Steven Stone
Presentation | Speech
Steven Stone
Outside Publication | Article
Steven Stone
Morgan Lewis Title | White Paper
Karen Pohlmann, Marc Sonnenfeld
The courts have uniformly found that the Private Securities Litigation Reform Act of 1995 (“PSLRA” or “Reform Act”) raised the standard for pleading that defendants acted with the requisite fraudulent int... more
Morgan Lewis Title | White Paper
Christian Mixter
Over the years, SEC Commissioners and staff have given many a speech that talked in general terms about the virtues of cooperation with the Commission’s full-disclosure and law enforcement missions. In a recent Section 21... more
Outside Publication | Article
Ben Indek
Presentation | Speech
Steven Stone
Outside Publication | Article
Steven Stone
Presentation | Speech
Steven Stone
Presentation | Speech
Christian Mixter
Outside Publication | Article
Alan Singer
Outside Publication | Article
Christian Mixter
Presentation | Speech
Steven Stone
Presentation | Speech
Christian Bartholomew
Presentation | Speech
Steven Stone
Morgan Lewis Title | White Paper
Broker-Dealers Industry
Many insurance companies rely upon geographically dispersed representatives to offer their products. These representatives often are independent contractors and/or operate from small, local offices. Companies that use this mode... more
Morgan Lewis Title | White Paper
Stuart Sarnoff, Karen Pohlmann, Marc Sonnenfeld
When Congress enacted the Private Securities Litigation Reform Act of 1995 (PSLRA or Reform Act), it sought to deter opportunistic plaintiffs from filing abusive securities strike suits in an effort to extort settlements from is... more
Presentation | Speech
Steven Stone
Presentation | Speech
Steven Stone
Outside Publication | Article
Marc Sonnenfeld
Outside Publication | Article
Ben Indek
Presentation | Speech
Ben Indek
Presentation | Speech
Ben Indek
Outside Publication | Article
Karen Pohlmann, Marc Sonnenfeld
Presentation | Speech
Elizabeth Fay
Morgan Lewis Title | White Paper
Robert White, Marc Sonnenfeld
The state courts are divided on the issue of whether, in a statutory appraisal action, the court should apply a non-marketability discount in determining the “fair value” of stock held by dissenting shareholders in a... more
Outside Publication | Article
Karen Pohlmann, Marc Sonnenfeld
Outside Publication | Article
Karen Pohlmann, Marc Sonnenfeld
Presentation | Speech
Steven Stone
Presentation | Speech
Karen Pohlmann, Elizabeth Fay
Outside Publication | Article
Brady Green, Marc Sonnenfeld
Outside Publication | Article
Steven Stone
Presentation | Speech
John Hartigan
Outside Publication | Article
Marc Sonnenfeld
Presentation | Speech
Alan Singer
Presentation | Speech
Robert Mendelson
Presentation | Speech
Alan Singer
Presentation | Speech
Alan Singer
Presentation | Speech
Alan Singer
Presentation | Speech
Robert Mendelson
Outside Publication | Article
Ben Indek
Presentation | Speech
Ethan Johnson
Outside Publication | Article
Brady Green, Marc Sonnenfeld
Outside Publication | Article
Marc Sonnenfeld
Morgan Lewis Title | White Paper
Brady Green, Marc Sonnenfeld
On April 21, the Pennsylvania Supreme Court handed down a unanimous opinion that could be important to any publicly held corporation. In Cuker v. Mikalauskas , the Court endorsed Pennsylvania's use of the "business judgment ru... more
Presentation | Speech
Robert Mendelson
Outside Publication | Article
Marc Sonnenfeld
Presentation | Speech
John Hartigan, Kathleen Collins
Presentation | Speech
John Hartigan, Kathleen Collins
Presentation | Speech
Vivian McCardell, Alan Singer
Outside Publication | Article
Robert Mendelson
Presentation | Speech
Robert Mendelson
Presentation | Speech
Alan Singer
Presentation | Speech
Ben Indek
Presentation | Speech
John Hartigan
Presentation | Speech
John Hartigan
Outside Publication | Article
James Pagliaro, Karen Pohlmann
Outside Publication | Article
Anne Flannery
Outside Publication | Article
Robert Mendelson
Presentation | Speech
John Hartigan
Morgan Lewis Title | White Paper
Marc Sonnenfeld
Outside Publication | Article
Marc Sonnenfeld