Morgan Lewis

Broker-Dealers Publications of Interest

Related News

09/01/11 Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter
Georgia Bullitt and Michael Piracci are quoted.
12/05/05 Partner Anne C. Flannery Returns to Morgan Lewis
Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.
View all news
236 Publications Found
page 2 of 2
03/01/98 Proposed Amendments to Form S-8 and Rule 701, presented at the 1st Annual Federal Securities Forum, Philadelphia

Presentation | Speech
Alan Singer

03/01/98 Rule 16b-3 and Discretionary Transactions, presented at the 1st Annual Federal Securities Forum, Philadelphia

Presentation | Speech
Alan Singer

01/01/98 Securities Regulatory Issues at the Dawn of the Age of Computerized Electronic Communication, presented at The 20th Annual Advanced ALI-ABA Course of Study, Washington, D.C.

Presentation | Speech
Robert Mendelson

09/01/97 The SEC Recently Approved Modifications to the NASDR's Disciplinary Proceedings, Which Should Improve Due Process Protections for Respondents, The National Law Journal

Outside Publication | Article
Ben Indek

05/20/97 Representing Offshore Investment Funds Offering Their Shares in Latin America, presented to the Interamerican Bar Association Conference, Rio de Janeiro, Brazil

Presentation | Speech
Ethan Johnson

May 1997 PA Supreme Court: Business 'Judgment Rule' Applies To Termination of Derivative Suit, The Metropolitan Corporate Counsel

Outside Publication | Article
Brady Green, Marc Sonnenfeld

May 1997 Pennsylvania Considers Establishing a Commerce Court, The Metropolitan Corporate Counsel

Outside Publication | Article
Marc Sonnenfeld

05/01/97 Pennsylvania Supreme Court Adopts ALI Procedures for Termination of Shareholder Derivative Suits by Directors

Morgan Lewis Title | White Paper
Brady Green, Marc Sonnenfeld

On April 21, the Pennsylvania Supreme Court handed down a unanimous opinion that could be important to any publicly held corporation. In Cuker v. Mikalauskas , the Court endorsed Pennsylvania's use of the "business judgment ru... more

01/22/97 Securities Regulation and the Internet, presented at the Twenty-Fourth Annual Securities Regulation Institute, Coronado, CA

Presentation | Speech
Robert Mendelson

11/18/96 Confidentiality and ADR: Protecting the Privacy of the Proceedings, The Legal Intelligencer

Outside Publication | Article
Marc Sonnenfeld

10/28/96 Understanding the New Regulatory Environment: State Regulation - Where is it Going? Presented at the Financial Institutions Insurance Association Fall Conference, Atlanta

Presentation | Speech
John Hartigan, Kathleen Collins

06/19/96 Benefits of the Barnett Decision, Other Recent Decisions and Regulatory Actions: What Your Institution Can Do Now, presented at the Financial Institutions Insurance Association Compliance and Regulatory Seminar, Washington, D.C.

Presentation | Speech
John Hartigan, Kathleen Collins

05/16/96 Proposed Alternative Amendments to SEC 'Short-Swing Profit' Rules Would Change Requirements for Employee Benefit Plans, presented at the ML&B Employee Benefits and Executive Compensation Seminar, Philadelphia

Presentation | Speech
Vivian McCardell, Alan Singer

March 1996 Financial Derivatives: Evaluating Regulatory Recommendations, The Metropolitan Corporate Counsel

Outside Publication | Article
Robert Mendelson

02/16/96 Code of Ethics for Banks, presented at the Regulatory and Compliance Seminar, U.S. Council on International Banking, New York

Presentation | Speech
Robert Mendelson

12/10/95 Effect of Proposed Amendments to Section 16 Regulations on Employee Benefit Plans, Fifth Annual Employee Benefits and Executive Compensation Seminar, Philadelphia

Presentation | Speech
Alan Singer

11/04/95 Continuing the Debate: The SEC's Enforcement Program, presented at the Practising Law Institute's 27th Annual Institute on Securities Regulation, New York

Presentation | Speech
Ben Indek

10/03/94 Finders, Merger and Acquisition Specialists, Broker-Dealers and Investment Advisers: Navigating the Regulatory Maze, presented at the 27th Annual Securities Regulation Seminar, Securities and Exchange Commission, California Department of Corporations, State Bar of California and The Los Angeles County Bar Association, Los Angeles

Presentation | Speech
John Hartigan

02/01/94 When Something Goes Wrong: An Executive's Perspective, presented at the Financial Institutions Insurance Association conference, Corte Madera, CA

Presentation | Speech
John Hartigan

February 1993 Litigation Strategy: Obtaining EPA Testimony In Civil Proceedings, Hazardous Waste and Toxic Torts Law and Strategy, Vol. 8, No. 9

Outside Publication | Article
James Pagliaro, Karen Pohlmann

July 1992 Update: Compliance Officers' Supervisory Responsibilities, Insights, Vol. 6, No. 7

Outside Publication | Article
Anne Flannery

August 1991 Investment Securities Review, The Business Lawyer, Vol. 46, No. 4

Outside Publication | Article
Robert Mendelson

06/01/91 Selected Federal Securities Law Issues, presented before The State Bar of California Business Law Section Thirteenth Annual Spring Program, Representing Small and Emerging Growth Companies, Beverly Hills, San Francisco, and San Diego

Presentation | Speech
John Hartigan

09/01/90 Pennsylvania Law Authorizes Bad Faith Claims in Actions on Insurance Policies: Morgan, Lewis & Bockius White Paper

Morgan Lewis Title | White Paper
Marc Sonnenfeld

January 1990 The New Pennsylvania Business Corporation Law: What Litigators Need to Know, Pennsylvania's New Business Corporation Law

Outside Publication | Article
Marc Sonnenfeld

page 2 of 2