Morgan Lewis

Broker-Dealers Related News

Related Publications

11/28/11 DOL Adopts Final Regulation on Exemption for Participant-Level Investment Advice
11/01/11 Implications of MF Global Inc. SIPC Proceeding for Counterparties and Market Participants
08/02/11 SEC Adopts Large Trader Reporting System
View all publications

Related News

09/01/11 Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter
Georgia Bullitt and Michael Piracci are quoted.
12/05/05 Partner Anne C. Flannery Returns to Morgan Lewis
Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.
View all news
2 news articles found
page 1 of 1
Sep 01, 2011 - Record Penalty Makes Case For Forex Compliance Reviews, Compliance Reporter

Georgia Bullitt and Michael Piracci are quoted.

Dec 05, 2005 - Partner Anne C. Flannery Returns to Morgan Lewis

Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.

page 1 of 1