Morgan Lewis

Securities Industry Publications of Interest

Update - November 11, 2008

Financial Crisis Impact and Analysis

Hedge Fund Deskbook

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Related Events

12/15/08 ICI Education Foundation's 2008 Securities Law Developments Conference Washington, D.C.
Steven Stone, panelist, "Recent Events in the Credit Markets: Impact on Portfolio Trading"
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Related Publications

11/21/08 Broker-Dealer Regulatory Update - As of November 20, 2008
(pdf)
11/14/08 Current Topics for Investment Advisers, presented at the First Clearing Correspondent Services Compliance Roundtable, Washington, D.C.
(pdf)
11/14/08 Broker-Dealer Regulatory Update - As of November 13, 2008
(pdf)
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Related News

11/10/08 Energy Transactions Group from Thelen Joins Morgan Lewis in New York
Solidifying its position as a full-service legal resource for the utilities industry, Morgan Lewis today announced the addition of 17 energy transactional attorneys to its Business and Finance Practice in New York.
06/13/08 Chambers USA 2008 Recognizes Morgan Lewis in 19 National Practice Areas
Morgan Lewis is pleased to announce that the 2008 edition of Chambers USA: America’s Leading Lawyers for Business features Morgan Lewis as a leading national firm in 19 practice areas.
09/14/07 141 Morgan Lewis Lawyers Receive The Best Lawyers in America (2008)
141 Morgan Lewis lawyers have been recognized in The Best Lawyers in America 2008.
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294 Publications Found
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June 2001 Morgan Lewis on Securities
June 2001

Newsletter | Morgan Lewis on Securities
Securities

In this Issue:

  • Focus on Investment Managers: Substitution or Subterfuge: The SEC Struggles to Decidemore

March 2001 Morgan Lewis on Securities
March 2001

Newsletter | Morgan Lewis on Securities
Securities

In this Issue:

  • Focus on Public Companies: New Rules Challenge Corporations
  • more

10/25/00 The Bond Market Transparency Initiative and Debt Mark-Up Regulation, presented at The Bond Market Association Legal and Compliance Conference, New York

Presentation | Speech
John Ramsay

07/01/00 On-Line Brokerage and the Search for Suitability

Presentation | Speech
John Ramsay

June 2000 New Statutory Regulations for Clean-up of Contaminated Land in England and Wales

White Paper | Morgan Lewis White Paper
Environmental Industry

A new era in environmental law in England and Wales has begun. On February 16, 2000, the Secretary of State for the Environment, Transport and the Regions (DETR) issued long-expected statutory guidance and regulations (R... more

02/20/00 The Impact of the New SEC Electronic Media Release on Investment Advisers, ICAA Newsletter

Outside Publications | Article
Steven Stone

September 1999 United States Supreme Court Issues Decision in Grupo Mexicano de Desarrollo, S.A. de C.V. v. Alliance Bond Fund

White Paper | Morgan Lewis White Paper
Securities

On June 17, 1999, Morgan, Lewis & Bockius LLP received a favorable decision for firm client Grupo Mexicano de Desarrollo, S.A. in the United States Supreme Court.

The case, Grupo Mexicano de Desarrollo, S... more

05/01/98 Access to the United States Public Capital Markets for Mexican Companies, presented at the American Chamber of Commerce of Mexico, Mexico City, Mexico

Presentation | Speech

February 1998 Amendments to SEC Beneficial Ownership Reporting Requirements: Availability of Schedule 13G to Passive Investors

White Paper | Morgan Lewis White Paper
George Yearsich

In its January 12, 1998 Release, the Securities and Exchange Commission (SEC) adopted amendments to its rules under Section 13(d) of the Securities Exchange Act of 1934 relating to the reporting of 5 percent or more ben... more

January 1998 Exchange Offers of Equity Securities by Foreign Private Issuers, The Metropolitan Corporate Counsel

Outside Publications | Article
Eduardo Vidal, Jose Fraga

05/27/97 The SEC's Plain English Initiative, presented to the Philadelphia Bar Association Business Law Section Committee on Securities Regulation, Philadelphia

Presentation | Speech
James W. McKenzie, Jr., Brian J. Lynch

May 1997 Practical Considerations for Companies Making Forward-Looking Statements, The Metropolitan Corporate Counsel

Outside Publications | Article
Eric Kline, David Gerson

03/24/97 Securities Law Aspects of Partnerships, LLCs, and LLPs, presented at the 22nd Annual Advanced ALI-ABA Course of Study, New Orleans, LA

Presentation | Speech
George Yearsich

01/08/97 Securities Laws and Related Issues, presented at the 1997 Church Alliance Seminar, Washington, D.C.

Presentation | Speech
Kathryn McGrath, Lawrence Stadulis, Bradley Paulson

12/18/96 The SEC's Plain English Initiative, presented at The Price Waterhouse General Counsel Forum, Philadelphia

Presentation | Speech
N. Jeffrey Klauder, James W. McKenzie, Jr.

12/04/96 Access to the U.S. Public Capital Markets for Argentine Companies, presented at the Global Capital Markets Seminar, Buenos Aires, Argentina,(presented in Spanish)

Presentation | Speech

07/26/96 Strategic Alliances in International Project Financing, presented at the Practising Law Institute's Strategic Alliances Conference, New York

Presentation | Speech

April 1996 Representing Foreign Private Issuers in the United States, Practical Lawyer, Vol. 4, No. 8

Outside Publications | Article
Eduardo Vidal, Felix Sotomayor, Jose Fraga of Skadden Arps

03/15/96 Securities Law Aspects of Partnerships, presented at the 21st Annual ALI-ABA Course of Study, Boston

Presentation | Speech
Gregory S. Feis, R. Nicholas Singh, Sally A. LaFond

03/12/96 Foreign Issuer-Related Provisions of the United States Private Securities Litigation Reform Act of 1995, presented at the American Chamber of Commerce of Mexico

Presentation | Speech
Jeffrey S. Hellman

02/23/96 Asset Securitization in Latin America, presented at the IX Annual Conference on Doing Business in Latin America, New Approaches: Looking to the 21st Century, Miami

Presentation | Speech
Horacio E. Gutierrez-Machado

01/01/96 Litigation-Related Provisions of the Securities Litigation Reform Act of 1995

White Paper | Morgan Lewis White Paper
Lisa Wager

Title 1 of the Act, captioned Reduction of Abusive Litigation, focuses on abuses involving the use of "professional plaintiffs" and the race to the courthouse to file the complaint. It substantially impacts who... more

01/01/96 Securities and Auditor-Related Provisions of the Securities Litigation Reform Act of 1995

White Paper | Morgan Lewis White Paper
Lisa Wager

In response to concerns that public companies have been unduly deterred from disclosing relevant information about future performance, the Act provides two significant exemptions from liability under the anti-fraud prov... more

12/16/95 Constructing a Safe Harbor for Soft Information, presented at The University of Arizona College of Law, Tucson, AZ

Presentation | Speech
A. A. Sommer, Jr.

12/12/95 Management Discussion and Analysis of Financial Condition and Results of Operation, presented at The SEC Institute 11th Annual SEC Reporting Forum, Washington, D.C.

Presentation | Speech
Linda Griggs

11/14/95 In depth study of federal regulation of securities lawstatement, presented before the Telecommunications and Finance Subcommittee of the Commerce Committee of the United States House of Representatives, Washington, D.C.

Presentation | Speech
A. A. Sommer, Jr.

11/06/95 Independent Directors: An Impossible Dream?, presented at the 1995 IRRC Annual Forum, Washington, D.C.

Presentation | Speech
A. A. Sommer, Jr.

11/01/95 Window of Opportunity for Reclassification of Investment Securities Under FASB Statement No. 115

White Paper | Morgan Lewis White Paper
Linda Griggs

This white paper describes a window of opportunity through December 31, 1995 for the reclassification of investment securities under Statement of Financial Accounting Standards No. 115 (Statement 115). On Novem... more

10/27/95 Strengthening Independence - The Tools at Hand, presented at the Sixth Annual Conference on Financial Reporting, Haas School of Business, University of California, Berkeley, San Francisco

Presentation | Speech
A. A. Sommer, Jr.

05/25/95 After Legislative Reform: What Next? Presented at the SEC and Financial Reporting Institute, University of Southern California, School of Accounting, Pasadena, CA

Presentation | Speech
A. A. Sommer, Jr.

05/10/95 Reflections on Self-Regulation, presented at the FIBV - Sao Paulo Stock Exchange Workshop, Sao Paulo, Brazil

Presentation | Speech
A. A. Sommer, Jr.

10/18/94 Limited Liability Companies and Partnerships in the District: New Opportunities for Professionals and Others, presented at the District of Columbia Bar Seminar, Washington, D.C.

Presentation | Speech
Frank R. Goldstein, Catherine M. Saadeh

07/11/94 Rules of the Road, presented at a symposium on securities market regulations and supervision, Manila, Philippines

Presentation | Speech
A. A. Sommer, Jr.

02/01/94 SEC Staff Issues Interpretations Regarding Accounting for Disclosures About Loss Contingencies: ML&B White Paper

White Paper | Morgan Lewis White Paper
Linda Griggs

12/07/93 The 1992 Proxy and Executive Compensation Reform Initiatives and Their Implications for Corporate Governance, presented at The SEC Institute's 9th Annual SEC Reporting Forum, Washington, D.C.

Presentation | Speech
Catherine T. Dixon

11/18/93 Special Legal Rules Affecting U.S. Investors in Vietnam, presented at the Doing Business With U.S. Investors in Vietnam Conference, co-sponsored by the Chamber of Commerce and Industry of Vietnam and the U.S.-Vietnam Business Council, Inc., Hanoi

Presentation | Speech
John I. Forry, Thomas J. Samuelian

08/25/93 Securities Law Aspects of Partnerships, presented at the ALI-ABA Partnership Seminar, Santa Fe, NM

Presentation | Speech
Gregory S. Feis, Peter A. Fish, Jeffrey P. Mahoney

08/01/93 SEC Clarifies Rules on Use of Employer Securities to Eliminate or Reduce Employers' Accounting Liability for Postretirement Medical Costs Under FAS 106: ML&B White Paper

White Paper | Morgan Lewis White Paper
Linda Griggs

02/01/93 Protecting Trade Secrets (And Your Competitive Edge!)

Presentation | Speech
Michael Clayton

01/28/93 A Practical Look at the SEC's New Executive Compensation Rules: What are Issuers Really Doing? Presented at Philadelphia Bar Association, Business Law Section, Committee on Securities Regulations, Philadelphia

Presentation | Speech
Brian J. Lynch

01/14/93 The New Executive Compensation and Proxy Rules, presented at an ML&B Seminar, Washington, D.C.

Presentation | Speech
George Yearsich, Linda Griggs

01/01/93 The Art and Strategy of Protecting Trade Dress

Presentation | Speech
Michael Clayton

10/01/92 The SEC Adopts Amendments to its Proxy Rules to Foster Shareholder Communications: ML&B White Paper

White Paper | Morgan Lewis White Paper
David R. King, Steven C. Root, Robert B. Murphy

08/12/92 The Challenge of Accountability, presented at the Annual Luncheon of the American Accounting Association, Washington, D.C.

Presentation | Speech
A. A. Sommer, Jr.

08/11/92 Recent Federal and State Securities Laws Issues Affecting Partnerships, presented at American Bar Association Section of Business Law, 1992 Annual Meeting, San Francisco

Presentation | Speech
Frank R. Goldstein, Jeffrey P. Mahoney

05/20/92 Financial Statements for Proposed or Consummated Acquisitions, The Role of the Lawyer in Advising on SEC Accounting Requirements, sponsored by the Law and Accounting Committee, Section on Corporation, Finance and Securities Law, presented the Bar Association of Washington D.C.

Presentation | Speech
Linda Griggs

12/01/91 The Federal Deposit Insurance Corporation Improvement Act of 1991 - A Memorandum for Clients and Friends of the Firm: ML&B White Paper

White Paper | Morgan Lewis White Paper
James Hunter, Jr., Linda Griggs

04/01/91 New York Enacts Revised Limited Partnership Law: ML&B White Paper

White Paper | Morgan Lewis White Paper
David Nichols, Jr.

04/01/91 New York Enacts Revised Limited Partnership Law: ML&B White Paper

White Paper | Morgan Lewis White Paper
David Nichols, Jr.

03/01/91 Amendments to Rules Under Section 16 of the Securities Exchange Act of 1934: Transition to the New Rules -- Checklist of Pre-May 1, 1991 Actions: Morgan, Lewis & Bockius White Paper

White Paper | Morgan Lewis White Paper
George Yearsich

12/01/90 Trust Indenture Reform Act of 1990: Morgan, Lewis & Bockius White Paper

White Paper | Morgan Lewis White Paper
Linda Griggs

07/01/90 The United States Court Of Appeals For The District Of Columbia Circuit Vacates Securities And Exchange Commission Rule 19c-4, The 'One-Share, One-Vote' Rule: Morgan, Lewis & Bockius White Paper

White Paper | Morgan Lewis White Paper
A.A. Sommer, Jr., Peter A. Fish

02/01/90 State of California Anti-Apartheid Disclosure Law

White Paper | Morgan Lewis White Paper
Bartley J. Breinin

This memorandum discusses the various disclosure and filing requirements under the new California Anti-Apartheid Disclosure Law and the emergency implementing regulations that went into effect on January 1, 1990.more

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