Morgan Lewis

Securities Regulation Related News

Related Publications

04/30/12 Jumpstart Our Business Startups Act (JOBS Act), presented at the 15th Annual Federal Securities Forum
(pdf)
03/06/12 Compliance Department Responsibilities, Arbitration Trends and Current FINRA Examination Issues, presented at the FINRA New York Regional Office Training Session, New York
02/01/12 Recent SEC Regulation FD Enforcement Action Relevant to Redemptions
Utility and other energy companies that have publicly held securities outstanding need to consider SEC disclosure requirements if they plan to redeem these securities.
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Related News

01/01/10 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009
Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.
12/05/05 Partner Anne C. Flannery Returns to Morgan Lewis
Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.
06/09/05 Morgan Lewis Continues Expansion with Addition of Two Partners: Employment and Securities Litigators Bolster Growing National Financial Services Practice
Morgan Lewis announced today that Daryl S. Landy and Joseph E. Floren are joining the firm's Palo Alto and San Francisco offices, continuing the firm's California expansion.
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Jan 01, 2010 - Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009

Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.

Dec 05, 2005 - Partner Anne C. Flannery Returns to Morgan Lewis

Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.

Jun 09, 2005 - Morgan Lewis Continues Expansion with Addition of Two Partners: Employment and Securities Litigators Bolster Growing National Financial Services Practice

Morgan Lewis announced today that Daryl S. Landy and Joseph E. Floren are joining the firm's Palo Alto and San Francisco offices, continuing the firm's California expansion.

page 1 of 1