Morgan Lewis

Derivatives Our People

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12/07/12 SEC to Consider Exemptive Requests for Certain Actively Managed ETFs
Division of Investment Management to lift the moratorium on exemptive requests for actively managed ETFs investing in derivatives; new chapter signaled in the development of ETF industry.
10/15/12 Temporary Relief from Registration for Swaps Intermediaries
CFTC issues no-action letters providing temporary relief from registration, from the swap dealer associated persons statutory disqualification prohibition, and from including certain swaps in the de minimis exception threshold.
08/16/12 US Regulation of European OTC Derivatives
OTC derivatives activity outside of the United States may be subject to US law.
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