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In broker-dealer and securities markets matters, our lawyers provide a full range of services to participants in the financial markets and routinely advise clients on a broad spectrum of issues involving broker-dealer regulation and securities trading. We have substantial experience in market structure, trading, and other regulatory issues, including the regulation of national securities exchanges, electronic communications networks (ECNs) and alternative trading systems (ATSs), and compliance issues, including those relating to fixed-income securities and capital markets activities.
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