February 2013 Select Broker-Dealer, Investment Adviser, and Investment Company Enforcement Cases and Developments: 2012 Year in Review
May 2012 Co-author, Friends with Benefits: When Does Socializing between the Bench and Bar Warrant Judicial Disqualification?, Orange County Lawyer , Vol. 54, No. 5
02/01/12 Select SEC and FINRA Broker-Dealer Cases and Developments: 2011 Year in ReviewView all publications
In 2011, the SEC and FINRA continued their vigorous enforcement of the securities laws, resulting in an increase in enforcement cases brought against broker-dealers, with a 60% increase in such SEC enforcement actions and a 13.5% increase in FINRA disciplinary actions since 2010.
01/31/11 Morgan Lewis Adds Depth in California with a Half Dozen LitigatorsView all news
Morgan Lewis announces that Robert E. Gooding, Jr. and Scott B. Garner will join the firm as partners in its Litigation Practice, resident in Irvine.