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Related Publications
April 2008
The SEC's ETF Rule Proposal: Key Issues for the Future of Exchange Traded Products,
The Investment Lawyer
(pdf)
December 2006
Compliance Corner: Which Side Are You On? Sales Efforts by Investment Adviser Representatives,
IAA Newsletter
(pdf)
October 2005
The Role of Investment Advisers in Client Class Action Claims,
The Investment Lawyer
(pdf)
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