03/20/13 Taming the Wild West: The Impact of Global Regulation, presented at the Forex Industry Conference
02/11/13 CFTC Provides Family Offices with Certainty and Fund of Fund’s with a Temporary Reprieve, BNA's Securities Regulation & Law ReportView all publications
A detailed explanation of the Commodity Futures Trading Commission's (CFTC's) Division of Swap Dealer and Intermediary Oversight's (DSIO) no-action letters providing relief from Commodity Pool Operator (CPO) registration for family offices and fund of funds operators.
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