Christian J. Mixter
Email: cmixter@morganlewis.com
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5575
Fax: 202.739.3001
Publications
| Date | Type | Title |
| January 2012 | Morgan Lewis Title | The Consumer Financial Protection Bureau:
What It Is and What to Expect |
| 09/20/2011 | Presentation | Issues for Broker-Dealers acting as APs or LMMs for ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session I |
| 09/16/2011 | Presentation | Recent SEC Accounting and Auditing Enforcement Releases, presented at the ALI-ABA Investment Company Accountants' Liability Conference, Washington, D.C. |
| 07/22/2011 | Presentation | SEC, SRO, and Private Litigation Developments Affecting Mutual Funds, Hedge Funds, and Investment Advisors (2010-2011), presented at the ALI-ABA Investment Company Regulation and Compliance Conference, Boston |
| 03/23/2011 | LawFlash/Client Alert | U.S. Supreme Court: Manufacturer Can Be Sued for Failing to Disclose Adverse Reports |
| January 2011 | Morgan Lewis Title | 2010 Year in Review: SEC and SRO
Selected Enforcement Cases and
Developments Regarding Broker-Dealers |
| 12/22/2010 | LawFlash/Client Alert | SEC Enters Into First Nonprosecution Agreement as Part of Its New Cooperation Initiative |
| 07/08/2010 | Presentation | The SEC and the Profession, presented at the 22nd Annual ALI-ABA Course of Study on Accountants' Liability: Litigation and Issues in the Financial Crisis, Boston |
| June 2010 | Outside Publication | "Everything Old Is New Again": Supreme Court Affirms Gartenberg Standard in Unanimous Decision in Jones v. Harris Associates L.P., The Investment Lawyer, Vol. 17, No. 6 |
| 03/31/2010 | LawFlash/Client Alert | Supreme Court Affirms Gartenberg Standard in Unanimous Decision in Jones v. Harris Associates L.P. |
| January 2010 | Morgan Lewis Title | The Securities and Exchange Commission Announces New Cooperation Initiative |
| 09/24/2009 | Presentation | Current SEC Enforcement Proceedings and Civil Securities Litigation Against Accountants: SEC Valuation Cases, Tellabs, Stoneridge, Sen. Specter, and Aiding and Abetting Liability |
| 03/10/2009 | LawFlash/Client Alert | Supreme Court Grants Certiorari in Jones v. Harris Associates L.P. |
| 10/27/2008 | Outside Publication | The War on Rumors at the SEC and CFTC, Securities Regulation and Law, Vol. 40, No. 42 |
| 10/17/2008 | Presentation | Defending an SEC Administrative Proceeding, presented at the ALI-ABA Webcast on SEC and State Enforcement and Litigation |
| 10/17/2008 | Presentation | SEC Administrative Enforcement Litigation in FY 2008, presented at the ALI-ABA Webcast on SEC and State Enforcement and Litigation |
| 10/15/2008 | LawFlash/Client Alert | SEC Lifts the Veil on Its Enforcement Process by Publishing Enforcement Manual |
| 05/15/2008 | Presentation | Trends in Penalties in SEC Enforcement Cases Brought Against Public Companies, presented at the 20th Annual ALI-ABA Course of Study – Accountants' Liability, San Diego |
| 05/01/2008 | Presentation | SEC Enforcement Litigation in FY 2007, presented at the ALI-ABA Course Of Study Securities Litigation Planning And Strategies Program, Boston |
| April 2007 | Outside Publication | The Securities and Exchange Commission’s New Course on Penalties, BNA Securities Regulation E Law Report |
| 03/31/2007 | Presentation | Defending an SEC Administrative Proceeding, presented at the 2007 ALI-ABA Securities Litigation Program, Boston |
| March 2007 | Presentation | When Accountants Litigate: Decisions in Contested Rule 102(e) Proceedings, 2000-2006, presented at the 19th Annual ALI-ABA Course of Study – Accountants’ Liability, Boston |
| August 2006 | Outside Publication | Anti-Money Laundering Compliance Programs: Time to Reevaluate Risks, The Investment Lawyer, Vol. 13, No. 8 |
| 12/19/2005 | Presentation | Option Backdating: What to Do Before the SEC Comes Calling |
| October 2005 | Morgan Lewis Title | The New York Stock Exchange and Cooperation —
Another Precinct Heard From
|
| December 2002 | Morgan Lewis Title | The SEC’s First Enforcement
Actions Under Regulation FD:
Lessons Learned, Questions Remaining |
| November 2001 | Morgan Lewis Title | The SEC's New Cooperation Guidelines: Progress, and Some Possible Pitfalls |
| 03/22/2001 | Presentation | Key Issues Facing Boards of Directors: Investor Relations and the SEC in the Electronic Age, presented at the Directors Roundtable, Philadelphia |
| March 2001 | Outside Publication | Web-Based Investment Advisors and Commodity Trading Advisors, Review of Securities and Commodities Regulation, Vol. 34, No. 5, 47 |
| 11/30/2000 | Outside Publication | A Client's Eye-View of Outcome in the SEC's Administrative Adjudication System, Insights |