Ethan W. Johnson
Email: ejohnson@morganlewis.com
- Miami
-
200 S. Biscayne Blvd., Suite 5300
Miami, FL 33131-2339
Phone: 305.415.3394
Fax: 305.415.3001
Publications
| Date | Type | Title |
| 04/13/2012 | LawFlash/Client Alert | Update on Amendments to the EU Prospectus Directive |
| 02/29/2012 | Presentation | Form ADV for 2012, presented for the Investment Management/Financial Services Roundtable Series |
| 11/08/2011 | LawFlash/Client Alert | Form PF Will Result in Substantial Reporting Requirements for Registered Advisers to Private Funds |
| 10/31/2011 | LawFlash/Client Alert | Federal Agencies Propose Implementation of Volcker Rule |
| 07/25/2011 | Presentation | National Society of Compliance Professionals (NSCP) and Westlaw Webinar |
| 07/07/2011 | LawFlash/Client Alert | SEC Adopts Rules Exempting Venture Capital Fund Advisers from SEC Registration and Setting Forth Reporting Regime |
| 06/29/2011 | LawFlash/Client Alert | SEC Adopts Exemptions for Certain Private Fund Advisers and Other Dodd-Frank Implementing Rules |
| 06/28/2011 | LawFlash/Client Alert | SEC Adopts Family Office Rule |
| 06/23/2011 | LawFlash/Client Alert | SEC Adopts Investment Adviser Rules Implementing the Dodd-Frank Act |
| 06/01/2011 | Presentation | Presenter, Deacons’ 3rd Annual Funds & Regulatory Forum U.S. Update for Hong Kong Managers, Hong Kong |
| 05/05/2011 | Presentation | Focus on Regional Funds: Asia, India and Latin America, presented at Morgan Lewis's 2011 Annual Private Fund
Investors Roundtable |
| 05/05/2011 | Presentation | Update on Regulatory and Tax Initiatives, presented at Morgan Lewis's 2011 Annual Private Fund Investors Roundtable , New York |
| 01/10/2011 | LawFlash/Client Alert | SEC Proposes Exemptions for Certain Private Fund Advisers |
| 10/08/2010 | Presentation | Issues for Investors – Beginning, Middle and End, presented at the Campbell's Cayman Fund Focus 2010 |
| October 2010 | Outside Publication | Registration of Investment Advisers in the United States, Deacon's Financial Services Newsletter |
| 09/20/2010 | LawFlash/Client Alert | CFTC Requests Comment on NFA Petition to Restrict Exclusions from Commodity Pool Operator Definition |
| 08/19/2010 | LawFlash/Client Alert | NFA Revises Petition to Restrict Exclusions from Commodity Pool Operator Definition |
| 07/28/2010 | LawFlash/Client Alert | Private Fund Investment Advisers Registration Act Enacted Into Law |
| 07/01/2010 | LawFlash/Client Alert | NFA Petitions the CFTC to Restrict Exclusions from the Commodity Pool Operator Definition for Investment Companies |
| 01/07/2010 | LawFlash/Client Alert | SEC Adopts Amendments to Advisers Act Custody Rule |
| January 2010 | Outside Publication | Changes in CFTC Regulation for Non-US Pools, Deacons Private Fund Newsletter |
| December 2009 | Morgan Lewis Title | U.S. Legislative Update |
| 2009 | Outside Publication | Morgan Lewis Hedge Fund Deskbook 2009: Legal and Practical Guide for a New Era, Contributing Editor (Thomson Reuters/West) |
| August 2009 | Outside Publication | IRS Grants FBAR Filing Extension for Certain U.S. Persons, Deacons Private Fund Newsletter |
| August 2009 | Outside Publication | Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC, Deacons Private Fund Newsletter |
| 07/17/2009 | LawFlash/Client Alert | Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC |
| January 2009 | Outside Publication | Proposed U.S. Hedge Fund Legislation Would Result in Registration, Disclosure and Anti-Money Laundering Requirements, Deacons Private Fund Newsletter |
| December 2008 | Outside Publication | Changes in U.S. Private Placement Procedures, Deacons Private Fund Newsletter |
| November 2008 | Morgan Lewis Title | How Private Funds Can Profit From the Next Wave of Restructurings |
| 12/06/2007 | Presentation | Compliance Officers and Compliance Programs, presented at the West Legalworks Investment Adviser Regulation: An A to Z Workshop, Miami |
| 10/09/2007 | Presentation | Oops, A Trade Error...Now What?, presented at the ACA Compliance Webcast |
| 06/01/2007 | Presentation | Financing the Private Company - Equity and Debt Capital, presented at the IBA Challenges of Private Growth Oriented Companies Conference, Montevideo, Uruguay |
| 2006 | Outside Publication | Hedge Fund Marketing Overview, Journal of Investment Compliance, Vol. 7 No. 2 |
| 06/01/2005 | Presentation | Real Estate Hedge Funds: The New New Thing?, presented at the IMN's Sixth Annual Real Estate Opportunity & Private Fund Investing Forum, New York |
| 01/27/2005 | Presentation | Small Funds Round Table: Strategies for Success; IMN's Winter Forum on Real Estate Opportunity & Fund Investing Forum, Laguna, CA |
| October 2004 | Outside Publication | The International Guide to Corporate Governance: Corporate Governance in the United States (FIR Publications Ltd.) |
| 09/10/2004 | Presentation | Venture Capital Terms in the US and Japan: Still Worlds Apart?, Tokyo |
| 07/03/2004 | Presentation | Organizational and Corporate Governance: How it Impacts the Ability to Raise Capital and Close Transactions, New York |
| 06/01/2004 | Presentation | Fund Structuring: What Issues are Involved in Creating a New Fund?, New York |
| November 2002 | Outside Publication | Marketing of Investment Fund Shares in the U.S. |
| 10/01/2001 | Presentation | Investment Schemes for the Tech and Biotech Market, Munich, Germany |
| 06/01/2000 | Presentation | The Impact of Globalization of Investment Funds, New York |
| 05/20/1997 | Presentation | Representing Offshore Investment Funds Offering Their Shares in Latin America, presented to the Interamerican Bar Association Conference, Rio de Janeiro, Brazil |