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Related Publications
May 2012
What the CFTC Rule Revisions Mean for Registered Investment Companies and Their Investment Advisers, Investment Lawyer , Vol. 19, No. 5
(pdf)
09/02/11
SEC Concept Release Requests Industry Comments on Funds’ Use of Derivatives
09/01/10
SEC Proposes Revisions to Mutual Fund Distribution Fees (Rule 12b-1) and Disclosure
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