Morgan Lewis

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07/07/11 SEC Adopts Rules Exempting Venture Capital Fund Advisers from SEC Registration and Setting Forth Reporting Regime
Advisers that solely advise funds that are able to fit the narrow definition of "venture capital fund" set forth by the SEC are exempt from registration requirements imposed by the Dodd-Frank Act, but are still required to comply with recordkeeping and reporting obligations.
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05/28/09 Compliance Officers Need To Be Wary, Experts Say, Financial Advisor
Monica Parry is quoted, noting that compliance officers need to stay alert for new risks to the adviser's business arising out of the current market environment.
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