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Related Publications

01/03/13 CFTC Adopts Tape-Recording and Recordkeeping Rules
Final rules require tape recording by futures commission merchants, introducing brokers, retail foreign exchange dealers, and commodity trading advisors; affected CFTC registrants must implement systems to comply by December 21, 2013.
08/28/12 NFA Proposes New Swap Entity Identification Requirement and Waives Series 3 Exam for APs Engaged Only in Swap Activity
National Futures Association proposes amendments to its bylaws and registration rules.
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Photo of  F. Mindy Lo

practice accolades

Investment Management

Ranked, Band 1: Investment Fund Formation and Management: Mutual Funds in The U.S. Legal 500 (2012)

Ranked, National Tier 1: Securities/Capital Markets Law, U.S. News and Best Lawyers (2012)

Ranked, Band 2: Financial Services Regulation: Broker-Dealer Regulation in Chambers USA (2012)

Ranked, Band 2: Investment Funds: Registered Funds in Chambers USA (2012)

bar admissions

  • New York
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F. Mindy Lo
Associate


Email: mindy.lo@morganlewis.com
New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6693
Fax: 212.309.6001

F. Mindy Lo is an associate in Morgan Lewis's Investment Management Practice. Ms. Lo's practice focuses on broker-dealer and investment manager regulation.

Prior to joining Morgan Lewis, Ms. Lo was an associate at a leading national law firm in New York.

Ms. Lo earned her J.D. from the University of Michigan Law School in 2008, where she was an editor for the Michigan Journal of Gender & Law. She earned her B.A., with general honors, in economics and international relations from Johns Hopkins University in 2004. Ms. Lo is fluent in Cantonese and Mandarin.

Ms. Lo is admitted to practice in New York.

education

  • University of Michigan Law School, 2008, J.D.
  • Johns Hopkins University, 2004, B.A.