P. Georgia Bullitt
Email: gbullitt@morganlewis.com
- New York
-
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6683
Fax: 212.309.6001
Publications
| Date | Type | Title |
| 09/27/2011 | Presentation | Research, Marketing, Financing and Selling Restrictions Relating to ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session II |
| 09/20/2011 | Presentation | Issues for Broker-Dealers acting as APs or LMMs for ETFs, presented for Morgan Lewis's ETF Breakfast Roundtable, Session I |
| August 2011 | Outside Publication | Broker-Dealers Will Shoulder Bulk of Responsibility under SEC’s New “Large Trader” Reporting System, Wall Street Lawyer |
| 09/02/2011 | LawFlash/Client Alert | SEC Concept Release Requests Industry Comments on Funds’ Use of Derivatives |
| 08/02/2011 | LawFlash/Client Alert | SEC Adopts Large Trader Reporting System |
| 06/08/2011 | LawFlash/Client Alert | Time Running Out on Retail Currency Business for SEC-Registered Broker-Dealers |
| 04/19/2011 | Presentation | ETFs 360° - Formation, Regulation and Trading |
| 09/20/2010 | LawFlash/Client Alert | CFTC Requests Comment on NFA Petition to Restrict Exclusions from Commodity Pool Operator Definition |
| 08/19/2010 | LawFlash/Client Alert | NFA Revises Petition to Restrict Exclusions from Commodity Pool Operator Definition |
| August 2010/October 2010 | Outside Publication | Legal Considerations for Registered Investment Companies Investing in Derivatives, Investment Lawyer, Vol. 17, Nos. 8 & 10 |
| 07/01/2010 | LawFlash/Client Alert | NFA Petitions the CFTC to Restrict Exclusions from the Commodity Pool Operator Definition for Investment Companies |
| 06/29/2010 | LawFlash/Client Alert | Financial Regulatory Reform Heads Down the Homestretch |
| 07/17/2009 | LawFlash/Client Alert | Legislation Proposed by U.S. Treasury Would Require Private Fund Advisers to Register with the SEC |
| 05/15/2009 | LawFlash/Client Alert | SEC Proposes Strengthening of Advisers Act Custody Rule |
| 04/22/2009 | LawFlash/Client Alert | Eleven Steps for Addressing Treasury Fail Penalties |
| 11/11/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/27/2008 | LawFlash/Client Alert | Securities and Exchange Commission Staff Permit Exchange-Traded Funds to Track Their Indexes by Investing in Other Exchange-Traded Funds |
| 10/17/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/16/2008 | LawFlash/Client Alert | SEC Adopts Interim Close-Out Requirements for Short Sales |
| 09/25/2008 | LawFlash/Client Alert | SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008 |
| 09/22/2008 | LawFlash/Client Alert | UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 09/21/2008 | LawFlash/Client Alert | SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 09/09/2008 | LawFlash/Client Alert | Implications of U.S. Government’s Takeover of Fannie Mae and Freddie Mac |
| 07/22/2008 | LawFlash/Client Alert | SEC Staff Confirms that Hedge Fund Solicitors Are Not Subject to the Cash Solicitation Rule |
| 07/17/2008 | LawFlash/Client Alert | SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions |
| 07/08/2008 | LawFlash/Client Alert | FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives) |
| 05/29/2008 | LawFlash/Client Alert | CFTC Authority Extended over Retail Forex and Energy Trading |
| 05/16/2008 | LawFlash/Client Alert | FINRA Issues Proposals on Rulebook Consolidation |
| 03/05/2008 | LawFlash/Client Alert | SEC Proposes Rules to Allow Index-Based and Fully Transparent Actively Managed ETFs |
| 02/05/2008 | LawFlash/Client Alert | SEC Issues First Notice for Actively Managed ETFs |
| 11/06/2007 | Presentation | Internal Controls for Broker-Dealers, presented at the FINRA Institute at Wharton Certificate Program, Philadelphia |
| 10/10/2007 | Presentation | Fee-Based Brokerage Accounts and the Elimination of Rule 202(a)(11)-1, presented at the Financial Markets World 20th Annual Small Firms Conference, San Antonio, TX |
| 11/15/2006 | Presentation | Monitoring, Managing, and Retaining Email and Other Electronic Activity to Comply with Advisors Act, presented at the 3rd National Forum on Hedge Fund Compliance, New York |
| 11/02/2006 | Presentation | IA and Investment Company CCOs, presented at the Investment Advisor Association's Compliance Workshop (multiple cities) |
| 09/21/2006 | Presentation | How Firms Are Adapting to the Rule and a Look Towards the Future, presented at the SIA Fee Based Accounts Forum, New York |
| April 2006 | Outside Publication | New Rules of the Road for Brokers Offering Investment Advice, Wall Street Lawyer: Securities in the Electronic Age, Vol. 10, No. 4 |