Robert C. Mendelson
Email: rmendelson@morganlewis.com
- New York
-
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6303
Fax: 212.309.6001
Publications
| Date | Type | Title |
| 11/01/2011 | LawFlash/Client Alert | Implications of MF Global Inc. SIPC Proceeding for Counterparties and Market Participants |
| 08/02/2011 | LawFlash/Client Alert | SEC Adopts Large Trader Reporting System |
| 12/02/2010 | Presentation | Working with Expert Consultants: Procedures for Controlling Material Non-Public Information (MNPI) |
| 06/14/2010 | LawFlash/Client Alert | Systemic Risk Regulation: The Missing Link? |
| 04/29/2010 | LawFlash/Client Alert | SEC’s Large Trader Reporting System Proposal Would Affect Large-Volume, High-Frequency Traders and Their Broker-Dealers |
| 08/10/2009 | LawFlash/Client Alert | SEC Announces Actions on Short Sales |
| 04/22/2009 | LawFlash/Client Alert | Eleven Steps for Addressing Treasury Fail Penalties |
| 11/11/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/17/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/16/2008 | LawFlash/Client Alert | SEC Adopts Interim Close-Out Requirements for Short Sales |
| 09/25/2008 | LawFlash/Client Alert | SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008 |
| 09/22/2008 | LawFlash/Client Alert | UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 09/21/2008 | LawFlash/Client Alert | SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 09/09/2008 | LawFlash/Client Alert | Implications of U.S. Government’s Takeover of Fannie Mae and Freddie Mac |
| 07/17/2008 | LawFlash/Client Alert | SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions |
| 07/08/2008 | LawFlash/Client Alert | FSA Proposes Extension of UK Major Shareholder Notification Requirements to Equity Contracts for Differences (Including Equity Swaps and Other Equity Derivatives) |
| 06/30/2008 | LawFlash/Client Alert | SEC Proposes Major Revisions to Rule 15a-6 |
| 05/29/2008 | LawFlash/Client Alert | CFTC Authority Extended over Retail Forex and Energy Trading |
| 05/16/2008 | LawFlash/Client Alert | FINRA Issues Proposals on Rulebook Consolidation |
| 11/13/2007 | Presentation | Fixed Income, presented at the SIFMA-CL Fall "New SRO FINRA" Compliance Seminar, New York |
| November 2007 | Outside Publication | Statistical Screens for “Return Smoothing” by Hedge Funds: SEC & Investor Interest, Wall Street Lawyer, Vol. 11, No. 11 |
| 03/25/2007 | Presentation | Compliance Directors/Chief Compliance Officers Roundtable-Global Firm Issues, presented at the SIFMA CL Annual Conference, Phoenix |
| May 2002 | Outside Publication | NASDR and NYSE Tackle Research Analyst Practices... But Are Their New Rules Workable? Wall Street Lawyer, Vol. 5, No. 12 |
| 04/20/1998 | Presentation | Fixed Income Developments 1998, presented at the Securities Industry Association Annual Legal Compliance Conference, Phoenix, AZ |
| 01/01/1998 | Presentation | Securities Regulatory Issues at the Dawn of the Age of Computerized Electronic Communication, presented at The 20th Annual Advanced ALI-ABA Course of Study, Washington, D.C. |
| 01/22/1997 | Presentation | Securities Regulation and the Internet, presented at the Twenty-Fourth Annual Securities Regulation Institute, Coronado, CA |
| March 1996 | Outside Publication | Financial Derivatives: Evaluating Regulatory Recommendations, The Metropolitan Corporate Counsel |
| 02/16/1996 | Presentation | Code of Ethics for Banks, presented at the Regulatory and Compliance Seminar, U.S. Council on International Banking, New York |
| August 1991 | Outside Publication | Investment Securities Review, The Business Lawyer, Vol. 46, No. 4 |