Morgan Lewis

Related Publications

02/07/13 Select SEC and FINRA Cases and Developments: 2012 Year in Review
In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC enforcement docket and FINRA bringing a record number of enforcement actions against its member firms and associated persons.
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Related News

01/07/13 Securities Group of the Year: Morgan Lewis, Law360
Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
12/05/05 Partner Anne C. Flannery Returns to Morgan Lewis
Anne C. Flannery, most recently First Vice President and General Counsel for Global Regulatory Affairs with Merrill Lynch, has returned as a partner in the firm’s New York office.
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Photo of  Anne C. Flannery

honors + affiliations

Listed, Chambers USA: America's Leading Lawyers for Business (2009–2013)

Co-Chair, SRO Subcommittee, ABA Litigation Section Securities Committee

Former Co-Chair, ABA Litigation Section Securities Litigation Committee

Former Member, NYSE Legal Advisory Committee

Former Member, NASD Membership Committee

Former Member, SIA Compliance and Legal Division Executive Committee

Recipient, SEC Irving M. Pollack Award

Recipient, SEC Distinguished Senior Executive Service Award

bar admissions

  • New York
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Anne C. Flannery
Senior Counsel


Email: aflannery@morganlewis.com
New York
101 Park Avenue
New York, NY 10178-0060
Phone: 212.309.6370
Fax: 212.309.6001

Anne C. Flannery is a senior counsel in Morgan Lewis's Litigation Practice. Her practice focuses on a variety of securities enforcement and litigation matters, including investigations by the U.S. Securities and Exchange Commission (SEC), FINRA and state securities regulators for potential securities fraud, trading and sales practice violations and related supervisory issues.

Ms. Flannery has handled numerous complex matters on behalf of financial institutions, public companies, and individuals in investigations and litigation with securities regulators, including contested hearings and appeals. Ms. Flannery also has extensive experience in conducting internal investigations, counseling broker-dealers on regulatory and compliance issues, acting as an independent consultant to firms and representing clients in general federal civil litigation and white-collar criminal defense matters relating to securities issues.

Ms. Flannery originally joined Morgan Lewis in October 1987 after a successful career as a senior official in the SEC 's Washington, D.C. and New York offices. As a Morgan Lewis partner in the firm's securities practice, she achieved significant success for clients, while also serving on the Governing Board of the firm for several years. In 1999, Ms. Flannery left Morgan Lewis to join Merrill Lynch's Office of General Counsel. At Merrill, she held several senior positions, including First Vice President and General Counsel for Global Regulatory Affairs. During part of her tenure at Merrill Lynch, Ms. Flannery also served as the global head of compliance.

Ms. Flannery writes and lectures frequently on regulatory and enforcement issues. She is co-chair of the SRO Subcommittee of the ABA Litigation Section Securities Committee, former co-chair of the ABA Securities Litigation Committee, a former member of the NYSE Legal Advisory Committee, the NASD Membership Committee, and the SIA Compliance and Legal Division Executive Committee. While at the SEC, she was a recipient of both the Irving M. Pollack Award and a Distinguished Senior Executive Service Award.

Ms. Flannery is a cum laude graduate of both Brooklyn Law School and Marymount Manhattan College. She is a past chair and current trustee of the Board of Trustees for Marymount Manhattan College.

Ms. Flannery is admitted to practice in New York.

education

  • Brooklyn Law School, 1976, J.D., Cum Laude
  • Marymount Manhattan College, 1973, B.A., Cum Laude