Mark D. Fitterman
Email: mfitterman@morganlewis.com
- Washington, D.C.
-
1111 Pennsylvania Ave., NW
Washington, DC 20004-2541
Phone: 202.739.5019
Fax: 202.739.3001
Publications
| Date | Type | Title |
| 08/02/2011 | LawFlash/Client Alert | SEC Adopts Large Trader Reporting System |
| 04/29/2010 | LawFlash/Client Alert | SEC’s Large Trader Reporting System Proposal Would Affect Large-Volume, High-Frequency Traders and Their Broker-Dealers |
| 01/27/2010 | LawFlash/Client Alert | SEC Proposes Amendments to Issuer Repurchase Rule (Rule 10b-18) |
| 03/18/2009 | LawFlash/Client Alert | Back to Basics: FINRA Issues 2009 Examination Priorities |
| 03/05/2009 | LawFlash/Client Alert | FINRA Proposes Significant Changes to Forms U4 and U5 |
| 11/11/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/17/2008 | LawFlash/Client Alert | SEC Adopts Interim Reporting Requirement for Short Sales |
| 10/16/2008 | LawFlash/Client Alert | SEC Adopts Interim Close-Out Requirements for Short Sales |
| 09/25/2008 | LawFlash/Client Alert | SEC Staff Provides Guidance on Short Sale Emergency Orders: Supplement to FYIs of September 21 and 22, 2008 |
| 09/22/2008 | LawFlash/Client Alert | UPDATED as of 12:00 p.m. - SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 09/21/2008 | LawFlash/Client Alert | SEC Emergency Orders: Implications for Buyside and Sellside Firms |
| 07/17/2008 | LawFlash/Client Alert | SEC Issues Emergency Order to Deter Uncovered Short Sales in Certain Financial Institutions |
| 06/30/2008 | LawFlash/Client Alert | SEC Proposes Major Revisions to Rule 15a-6 |
| 06/18/2008 | Presentation | The New Examination Process: How to Be Prepared, presented at the BISA Conference, Washington, D.C. |
| 05/16/2008 | LawFlash/Client Alert | FINRA Issues Proposals on Rulebook Consolidation |
| 03/18/2008 | LawFlash/Client Alert | SEC Proposes “Naked” Short Selling Anti-Fraud Rule |
| 01/11/2008 | LawFlash/Client Alert | FINRA Amends NYSE Rule 342.13: Eliminates Cut-Off Date for Recognition of Series 24 |