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Related Publications
05/06/10
Bank Regulatory Examinations, presented at the SIFMA Compliance & Legal Society 2010 Annual Seminar, Washington, D.C.
(pdf)
01/27/10
SEC Proposes Amendments to Issuer Repurchase Rule (Rule 10b-18)
10/06/09
Conflicts of Interest [Small Firms], presented at the NSCP National Membership Meeting, Philadelphia
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