Morgan Lewis

Related Publications

03/20/13 Presenter, SIFMA Compliance & Legal Society's 45th Annual Seminar
02/19/13 A Snapshot Of 2012 SEC And FINRA Enforcement, Law360
(pdf)
02/07/13 Select SEC and FINRA Cases and Developments: 2012 Year in Review
In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC enforcement docket and FINRA bringing a record number of enforcement actions against its member firms and associated persons.
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Related News

03/28/13 NYS Superintendent of Financial Services Benjamin M. Lawsky to speak at Fordham Corporate Law Center’s Annual A.A. Sommer, Jr. Lecture
Morgan, Lewis & Bockius LLP is the proud sponsor of the A.A. Sommer Lecture series, which will feature speaker New York State Department of Financial Services Superintendent Benjamin M. Lawsky.
01/07/13 Securities Group of the Year: Morgan Lewis, Law360
Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
01/01/10 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009
Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.
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