02/19/13 A Snapshot Of 2012 SEC And FINRA Enforcement, Law360
02/07/13 Select SEC and FINRA Cases and Developments: 2012 Year in ReviewView all publications
In 2012, the SEC and FINRA continued their vigorous enforcement of the securities laws, rules, and regulations—with cases against broker-dealers, investment advisers, and investment companies accounting for 38% of the SEC enforcement docket and FINRA bringing a record number of enforcement actions against its member firms and associated persons.
03/28/13 NYS Superintendent of Financial Services Benjamin M. Lawsky to speak at Fordham Corporate Law Center’s Annual A.A. Sommer, Jr. Lecture
Morgan, Lewis & Bockius LLP is the proud sponsor of the A.A. Sommer Lecture series, which will feature speaker New York State Department of Financial Services Superintendent Benjamin M. Lawsky.
01/07/13 Securities Group of the Year: Morgan Lewis, Law360
Law360 lists Morgan Lewis's Securities Industry Practice as one of its Securities Groups of the Year for 2012.
01/01/10 Law360 Names Morgan Lewis as a Top Securities Defense Firm for 2009View all news
Law360 selected Morgan Lewis as one of five top securities defense firms of the year, citing the firm's capacity for combining counseling and transactional securities law with dispute litigation and enforcement.