Steven W. Stone

Partner

Steven W. Stone is the leader of Morgan Lewis's Investment Management Practice Group and serves as Managing Partner of the firm's Washington office. Mr. Stone’s practice focuses on broker-dealer and investment manager regulation and enforcement defense and regulation of the securities markets. Mr. Stone has a broad background in broker-dealer and investment management regulation, representing major investment banks, broker-dealers and investment managers in a wide range of matters. He frequently advises trading desks of both broker-dealers and investment managers on a range of issues.

Mr. Stone counsels clients on a wide variety of regulatory and transactional matters, including development of new products and services; federal and state registration and compliance issues; SEC, NASD and state investigations; and enforcement actions; mergers and acquisitions and joint ventures involving broker-dealers and investment advisers; interpretive and "no-action" letter requests; insider trading issues; and related matters.

Mr. Stone is listed in The Legal 500 US and Chambers USA: America's Leading Lawyers for Business. Mr. Stone was named by Chambers as one of the leading U.S. lawyers for investment management law and was recognized as "one of the best in the field."

Mr. Stone is admitted to practice in the District of Columbia and Pennsylvania.