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10/04/07 IM Compliance: Upping the Ante in an Already Uncertain Environment, presented at the Fourth Annual IM Compliance Conference, New York
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Dianne M. Sulzbach
Associate


Email: dsulzbach@morganlewis.com
Washington, D.C.
1111 Pennsylvania Ave., NW
Washington, D.C. 20004-2541
Phone: 202.739.5470
Fax: 202.739.3001

Dianne M. Sulzbach is an associate in Morgan Lewis's Investment Management and Securities Industry Practice. Ms. Sulzbach's practice focuses on investment companies and investment adviser regulatory and compliance matters.

Ms. Sulzbach advises clients on a variety of compliance and regulatory matters, including the formation and registration of investment companies and investment advisers and related matters affecting the investment management activities of financial institutions. Ms. Sulzbach also focuses her practice on the structuring, formation, and governance of and investment in domestic and international private investment funds, including hedge funds, fund-of-funds, venture capital funds and private equity funds of various types and structures, as well as the ongoing representation of these vehicles in their operation.

Prior to joining Morgan Lewis, Ms. Sulzbach was an associate at a Washington, D.C. law firm, where she advised registered investment companies on federal and state securities law matters.

Ms. Sulzbach received her J.D. from Duke University School of Law in 2002, where she was a member of the Duke Law Technology Review. She was a McKenna Scholar at Claremont McKenna College, where she received her B.A., cum laude, in 1999.

Ms. Sulzbach is admitted to practice in the District of Columbia and Pennsylvania.

Education

  • Duke University School of Law, 2002, J.D.
  • Claremont McKenna College, 1999, B.A., Cum Laude