SIFMA Compliance and Legal Division 2008 Charlotte Regional Seminar: An Update on the Consolidated FINRA Rulebook Charlotte, NC

date(s):
October 16, 2008 8:00 AM
- October 16, 2008 5:30 PM
location:
Charlotte, NC

related attorney(s):

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Morgan Lewis's Anne Flannery and Georgia Bullitt will speak at this event.

Topics to be discussed:

An Update on the Consolidated FINRA Rulebook
Effective Compliance Programs in Uncertain and Volatile Markets
Examinations by Regulators
Asset Management

When:
Thursday, October 16, 2008

Where:
Omni Charlotte Hotel
Charlotte, NC

For more information or to register, please use the above registration link.