Morgan Lewis

NRS 23rd Annual Fall Compliance Conference Scottsdale, AZ

  • date(s):

    October 28, 2008
    - October 31, 2008

  • location:

    Scottsdale, AZ

related attorney(s):

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Morgan Lewis's I. Lee Falk will speak at this event.

Conference Highlights:

  • Form ADV Part 2 WritingClinic
  • Life Cycle of a Trade andAnatomy of a Trading Desk
  • Operational Risk Management
  • Navigating the Path toCompliance for the Small Adviser
  • FINRA Rule Consolidation Update

When:
October 28 - 31, 2008

Where:
Hyatt Regency Scottsdale Resort & Spa
7500 E. Doubletree Ranch Road
Scottsdale, AZ 85258

For more information or to register, please use the above registration link.