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Morgan Lewis
Jeffrey Boujoukos

G. Jeffrey Boujoukos

Partner

jeff.boujoukos@morganlewis.com

Philadelphia Phone +1.215.963.5117 Fax +1.215.963.5001

1701 Market St.//Philadelphia, PA 19103-2921//United States

Washington, DC Phone +1.202.739.5283 Fax +1.202.739.3001

1111 Pennsylvania Ave. NW//Washington, DC 20004-2541//United States

G. Jeffrey Boujoukos is the co-leader of our securities enforcement practice. The former regional director of the Philadelphia Regional Office of the US Securities and Exchange Commission (SEC), Jeff defends public companies, financial services firms, and their executives in SEC, self-regulatory organization (SRO), and state enforcement matters.

Combining his government and private practice experience, Jeff advises clients in collaboration with Morgan Lewis’s corporate and business transactions, white collar defense, and investment management practices. Jeff also serves on the firm’s ESG & Sustainability Advisory Working Group and advises companies and financial services firms on matters related to ESG reporting and disclosure.

As regional director, Jeff supervised the SEC’s examination and enforcement programs in Pennsylvania, Delaware, Maryland, Virginia, West Virginia, and the District of Columbia. He led a staff of approximately 160 enforcement attorneys, accountants, investigators, and compliance examiners who investigated and enforced the federal securities laws and performed compliance inspections in the Philadelphia region with jurisdiction over nearly 1,200 investment advisers and investment companies with more than $10 trillion in assets under management. Further, he closely coordinated with state and federal criminal authorities on a number of parallel investigations.

Jeff also spearheaded the SEC’s outreach efforts to retail investors in the Philadelphia region, meeting with registrants, senior investors, college and high school students, and members of the military to promote financial literacy and help protect against fraud. In 2016, he was recognized by the SEC with the Arthur F. Matthews Award for his "sustained demonstrated creativity in applying federal securities laws for the benefit of investors."

Prior to being named regional director of the Philadelphia office, Jeff served as the office’s associate regional director from 2014 to 2016. In that role, he supervised the region’s enforcement efforts, including the investigation and litigation of matters involving insider trading, financial reporting and accounting fraud, investment advisors, broker-dealers, offering frauds, and Ponzi schemes. He began his tenure at the SEC in 2009 as regional trial counsel for the office, conducting jury trials and emergency hearings, as well as supervising the Trial Unit staff, in actions pending in federal court and administrative proceedings.

In his time as a partner at Morgan Lewis before joining the SEC, Jeff represented broker-dealers, clearing firms, investment advisers, mutual funds, and individuals regarding matters pending with the SEC in Washington, DC, and in its regional and district offices across the United States. Additionally, Jeff represented clients in connection with matters before SROs and state authorities such as the Attorney General offices of New York, New Jersey, and Ohio.

Jeff also has civil litigation experience in class action and other commercial matters. He has represented clients in shareholder and other class actions and complex litigation against corporations, directors, and officers. He has counseled clients in connection with failed transactions, closing balance sheet issues, and breaches of representations and warranties. These representations have taken him to federal and state trial courts throughout the United States.

Jeff has litigated to award a number of multimillion-dollar arbitrations before Financial Industry Regulatory Authority (FINRA) and American Arbitration Association arbitration panels, including matters involving claims against brokerage firms for breach of fiduciary duty, breach of contract, negligence, and breach of the federal securities laws.

Awards and Affiliations

Recommended, Dispute resolution: Corporate investigations and white-collar criminal defense, The Legal 500 US (2021, 2022)

Recommended, Dispute resolution: Securities litigation: defense, The Legal 500 US (2021, 2022)

Recommended, Investment fund formation and management: Alternative/hedge funds, The Legal 500 US (2021)

US Securities and Exchange Commission, Arthur F. Matthews Award

Editor, Temple Law Review

Vice President, Museum, and Trustee, The Securities and Exchange Commission Historical Society (2021-2023)

Admissions

  • Pennsylvania
  • District of Columbia
  • Massachusetts

Education

  • Temple University, Beasley School of Law, 1992, J.D.
  • Lehigh University, 1989, B.A.

Sectors

  • Financial Services

Services

  • Securities Enforcement & Litigation
  • White Collar Litigation & Government Investigations
  • Class Actions & Group Litigation
  • Commercial Litigation
  • Capital Markets & Public Companies
  • Investment Management
  • Foreign Corrupt Practices Act & Global Anti-Corruption
  • Broker-Dealer Regulation & Compliance
  • Environmental, Social, And Governance (ESG) & Sustainability

Regions

  • North America

Events

3/2/2023 - Hedge Fund University: Impact of SEC’s Expanded Investigations Into Off-Platform Messaging
11/17/2022 - 22nd Annual A.A. Sommer, Jr. Lecture
10/11/2022 - From OCIE to the Division of Examinations: A Leadership Perspective on the Past and Future of the SEC Examinations Program
10/6/2022 - The Philadelphia Compliance Roundtable – Fall 2022
7/20/2022 - PBI’s Corporate Governance 2022
5/18/2022 - Track 3: Regulatory and Enforcement
5/11/2022 - Securities Enforcement — Emerging Trends in SEC and FINRA Enforcement
5/10/2022 -
2022 Advanced Topics in Hedge Fund Practices Conference
4/26/2022 - ICM 2022 Spring Convening: Impact at Work
3/20/2022 - SIFMA’s C&L Annual Seminar 2022
11/10/2021 - 21st Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law at Fordham University School of Law
10/12/2021 - SEC Historical Society: A Decade of SEC Enforcement Specialization
6/11/2021 - SEC Virtual Conference: An Accounting Reporting Update for Public Companies
5/12/2021 - Track 3: Regulatory and Enforcement
4/22/2021 - PLI: Twentieth Annual Institute on Securities Regulation in Europe
4/1/2021 - 2020 Year in Review and a Look Forward Webinar
3/25/2021 - SIFMA C&L Society’s SEC 2021 Priorities
2/11/2021 - AI in Digital Advisory Offerings: Regulatory Considerations
1/25/2021 - Whistleblower Retaliation Claims: 2020 Review and What to Expect for 2021
12/14/2020 - Enforcement Outlook 2021: Fraud & Abuse
12/14/2020 - Navigating the NEXT. Enforcement Outlook 2021
11/19/2020 - PACDL 2020 White Collar Practice Seminar
10/21/2020 - SEC Regional Directors Roundtable
10/15/2020 - Regulatory and Enforcement Priorities; Tax Update
10/6/2020 - 2020 Annual Private Fund Investors Roundtable – Webinar Series
6/12/2020 - CPE SEC Conference 2020: An Accounting & Reporting Update for Public Companies
5/21/2020 - Enforcement Trends and Issues; Fresh from the SEC: Discussion with G. Jeffrey Boujoukos, Former Regional Director, Philadelphia Regional Office, US Securities and Exchange Commission
5/14/2020 - Broker-Dealers and Investment Advisers: SEC Regulatory Relief, Examinations, and Enforcement in the COVID-19 Era
5/5/2020 -
2020 Advanced Topics in Hedge Fund Practices Conference

News

4/6/2021 - Gensler's SEC Expected to Lay Out Crypto Guidelines, Board IQ
2/26/2021 - Morgan Lewis 15th Annual Year in Review and a Look Forward Report Outlines Key SEC, FINRA Developments
2/4/2021 - Morgan Lewis Partner Jeffrey Boujoukos Appointed to SEC Historical Society’s Board of Trustees
11/24/2020 - How Firms Can Prep for a More 'Aggressive' SEC, Law360
11/2/2020 - SEC Obtains Record $4.7 Billion in Penalties, Disgorgement, Investment News
8/12/2020 (Updated 8/24/2020) - The Lawyer Names Morgan Lewis Among Top 10 Global Litigation Firms for 2020
6/22/2020 - Supreme Court: SEC Can Recoup Ill-Gotten Profits, with Caveats, Compliance Week
2/26/2020 - Former Director of SEC Philadelphia Regional Office, G. Jeffrey Boujoukos, Rejoins Morgan Lewis

Publications

March 2023 - Current Developments in SEC and FINRA Examinations & Enforcement 2022–2023
2022-2023 - Current Developments in SEC and FINRA Examinations & Enforcement: A Special Report for Investment Advisers and Broker-Dealers
2022-2023 - Current Developments in SEC Examinations & Enforcement: A Special Report for Private Funds
12/13/2022 - SEC Releases Fiscal Year 2022 SEC Enforcement Statistics: Trends & Takeaways, Thomson Reuters Westlaw Today
11/22/2022 - SEC Releases Fiscal Year 2022 SEC Enforcement Statistics: Trends & Takeaways
May 2022 - Current Developments in SEC Examinations & Enforcement 2021–2022
2021-2022 - Current Developments in SEC Examinations & Enforcement: A Special Report for Investment Advisers
2021-2022 - Current Developments in SEC Examinations & Enforcement: A Special Report for Private Funds
9/1/2021 - SEC Looking to Wrangle Cryptocurrency ‘Wild West’: A Conversation with Jeff Boujoukos
6/30/2021 - ESG Disclosures and Traps for the Unwary – What’s Workable?, Reuters
4/15/2021 - The SEC Staff Takes On ESG Investing
3/11/2021 - What's Ahead for the SEC in 2021
February 2021 - 2020 Year in Review and a Look Forward: Select SEC and FINRA Developments and Enforcement Cases
1/13/2021 - SEC Enforcement and Public Companies – 2020 Key Cases and What We Expect in 2021
12/18/2020 - Congress Creates Enhanced Whistleblower Program for AML Violations
2011-2023 - Year in Review and a Look Forward: Select SEC and FINRA Developments and Enforcement Cases
6/29/2020 - US Supreme Court: SEC Can Still Seek Disgorgement, but with Limitations
6/12/2020 - Challenges Facing Public Companies in the Age of COVID-19
5/15/2020 - SEC Enforcement Division: COVID-19-Related Enforcement Matters and What Lies Ahead
4/21/2020 - SEC Examinations and Enforcement in the COVID-19 Era