Kevin T. Ercoline

Associate

Kevin Ercoline focuses his practice on the regulation of asset managers, including the sponsors of registered investment companies and commodity pools. Kevin aids investment companies, investment advisers, commodity pool operators, and commodity trading advisers on navigating the regulatory environment promulgated by the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC). He counsels these clients on product formation, ongoing regulatory compliance, and exemptive applications or other regulatory filings unique to their business goals.