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Katarzyna Mularczyk

Associate

Kathy Mularczyk represents financial institutions in all aspects of government and self-regulatory organization (DOJ, OCC, CFPB, SEC, FINRA, NYSER) examinations and investigations, conducts large-scale internal investigations, and manages complex electronic discovery-related matters including overseeing large scale e-data reviews, teams, and productions. Her experience includes matters involving electronic trading, research report disclosures, due diligence issues, Regulation SHO, suitability, supervision, reporting, pricing, books and records, municipal bond underwriting expenses, residential mortgage-backed securitizations, and sales and trading practices. Kathy has also worked on complex civil litigation cases. 

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