Monica L. Parry

Of Counsel

Monica L. Parry’s practice focuses on investment advisers and closed-end investment companies. Her background includes drafting and reviewing contracts and disclosure documents for wrap fee programs, drafting service contracts and registration statements, conducting mock exams, and counseling registered and unregistered advisers and funds on compliance issues.

resource

Regulation of Retail Investment Advice

View our resources on the SEC Standards of Conduct rules

Extended Profile

Prior to entering private practice, Monica was a senior counsel in the Office of Chief Counsel, Division of Investment Management, US Securities and Exchange Commission. She joined that office as a staff attorney before becoming a senior counsel. Monica also served as counsel to Commissioner Richard Y. Roberts. Monica has co-authored numerous articles.