NSCP Southern Regional Membership Conference

Morgan Lewis's Ivan P. Harris, will be speaking on "Investment Adviser Examinations" at the NSCP Southern Regional Membership Conference in Dallas.

The topic of Mr. Harris's panel, III(b):
IA Examinations Process (Internal and External)

• Preparation and management of the regulatory exam process
• Conducting your internal review
• The relationship between the internal and external reviews
• Addressing the exam deficiencies and identifying hot topics

When:
April 11, 2011

Where:
The Belo Mansion & Pavilion
2101 Ross Avenue :: Dallas, TX  75201
214.220.0239