Conferences and Speeches

NSCP Southern Regional Membership Conference

Monday, April 11, 2011
01:00 AM ET

Morgan Lewis's Ivan P. Harris, will be speaking on "Investment Adviser Examinations" at the NSCP Southern Regional Membership Conference in Dallas.

The topic of Mr. Harris's panel, III(b):
IA Examinations Process (Internal and External)

  • Preparation and management of the regulatory exam process
  • Conducting your internal review
  • The relationship between the internal and external reviews
  • Addressing the exam deficiencies and identifying hot topics

April 11, 2011

The Belo Mansion & Pavilion
2101 Ross Avenue :: Dallas, TX  75201