Morgan Lewis partner Andrew J. "Buddy" Donohue will be a panelist on "Regulatory Developments Without the Regulators" at the NSCP National Conference 2011.
- An assessment of the SEC/compliance relationship
- Observations on the examination and rulemaking process
- A good hard look at the impact of CCO enforcement actions
- The SEC and risk management: anticipating the next crisis
- Tips for interacting with regulators
- A view from the top: what worked and what didn't
Tuesday, October 18, 2011
401 West Pratt St.