Conferences and Speeches

Day Two: Life As a Registered Private Equity Fund

Wednesday, November 30, 2011
12:00 PM - 01:30 PM ET

Morgan Lewis partners Buddy Donohue and Tim Levin will speak as topic experts at this Wharton Private Equity Partners roundtable discussion.

Discussions will include both the practical and strategic aspects of managing your registered Private Equity Fund in today's new environment, sharing their own experiences and considerations.

Topics of discussion will include:

  • Post registration: finding and appointing a Chief Compliance Officer, adopting and implementing required policies and procedures, compliance reviews, training, and reporting.
  • Limitations and how they impact your fund management including performance fees, advertising restrictions, and trading prohibitions.
  • Raising the bar on personnel and duties
  • The knock on the door: SEC inquiries and investigations

Wednesday, November 30, 2011
12:00–1:30 pm
Lunch will be served

Morgan Lewis
101 Park Avenue
New York, NY 10017