Conferences and Speeches

IA Compliance 101 Conference

Friday, October 18, 2013
01:00 AM ET

Morgan Lewis partner Jennifer L. Klass will present "How it All Works - The Critical Roles and Responsibilities of Compliance" at the IA Compliance 101 Conference.

Get a bird's-eye view of what a compliance department should do on an annual, and even daily, basis. This session explores what goes into developing a successful compliance program and the critical nexus between the compliance department and regulators, as well as the compliance department and the rest of the firm. Our expert panelists will present a roadmap of how the many diverse regulatory concerns and responsibilities fit together into an overall compliance program.

Our experienced panelists will also cover:

  • Creating and updating Form ADV Part 1 and Part 2
  • The basics that must be covered in your firm's policies and procedures
  • Organizing compliance priorities based on your firm type

Friday, October 18, 2013

Capital Hilton Hotel
1001 16th St NW, Washington, DC 20036