|June 10, 2015|
|08:45 AM - 05:00 PM ET|
Last year was the first for audits under the new Broker-Dealer rules. In this conference with America’s leading broker-dealer accounting experts, you will learn about all the problems that occurred, how your peers handled them, the reaction from the regulators and, most importantly, real-world practical ways to successfully deal with the latest issues and handle future audits.
Partner Peter Chan will speak on the panel "Updates on SEC Initiative" at 10:30 AM - 11:45 AM.
Topics will include: