The US federal institutions recently adopted comprehensive regulations implementing the Volcker Rule, which will soon go into effect. The Volcker Rule and the new regulations will have a material effect on how banks conduct, among other things, a number of asset-management activities.
Please join Morgan Lewis and the Investment Adviser Association for a one-hour webinar to discuss the requirements and highlights of the Volcker Rule regulations as they apply to investment advisory businesses and activities. This webinar is tailored for advisory firms in the bank-related space.
Topics will include:
Monique Botkin, Associate General Counsel at the Investment Adviser Association, joins us as moderator.
CLE credit in CA, FL, IL, NJ, NY, PA, TX, and VA is currently pending approval.
Contact Samantha Dwyer at firstname.lastname@example.org.