2017 Investment Adviser Perspectives: Digital Advice Roundtable
November 9, 2017
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Please join us for breakfast and a discussion of the current regulatory landscape affecting digital investment advisers.
Topics will include:
- SEC examination focus on electronic investment advice
- Hybrid offerings and the evolution of the business model
- Governance, compliance, and internal controls
- Impact of DOL Fiduciary Rule on client acquisition and proprietary products
- Account aggregation and data security
Questions? Please contact Aimee Beltramini.
CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.