2017 Investment Adviser Perspectives: Digital Advice Roundtable

November 9, 2017
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Please join us for breakfast and a discussion of the current regulatory landscape affecting digital investment advisers.

Topics will include:

  • SEC examination focus on electronic investment advice 
  • Hybrid offerings and the evolution of the business model 
  • Governance, compliance, and internal controls 
  • Impact of DOL Fiduciary Rule on client acquisition and proprietary products 
  • Account aggregation and data security 

Questions? Please contact Aimee Beltramini.

CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.