2018 Investment Adviser Perspectives: Getting Ready for the New Form ADV

Please join us for a webinar on preparing to file the new Form ADV, Part 1. We will highlight the changes to the new form, and provide guidance on a number of interpretative questions that have come up as firms prepare their annual updates.

TOPICS WILL INCLUDE:

• New reporting obligations for investment advisers to separately managed accounts
• Best practices for calculating the number of clients, classifying regulatory assets under management by asset type, and calculating derivatives and borrowing exposure
• Other new disclosure items, including branch offices and social media sites
• Umbrella registration for qualifying private fund managers

QUESTIONS?

Please contact Lindsay Levine.