Event

2018 SIFMA Compliance & Legal Annual Seminar

March 18, 2018 {ml-event-to} March 21, 2018

The SIFMA Compliance and Legal Society's Annual Seminar is the premier event for Financial Services compliance and legal professionals.

Selecting and Managing Outside Counsel and Other Vendors
Monday, March 19th, 2018 | 10:30 AM - 11:45 AM
Kelly Moore, Partner

DOL Fiduciary Rule: What Now?
Monday, March 19th, 2018 | 10:30 AM - 11:45 AM
Daniel Kleinman, Partner

Global Antitrust
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Jon Roellke, Partner

Workshop: Anatomy of a New Product and the Development of Supervisory/Compliance System
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Ben Indek, Partner

Privilege and Work Product Protections: Ethical Considerations for In-House Teams
Monday, March 19th, 2018 | 12:15 PM - 1:30 PM
Michele Coffey, Partner

Fixed Income: Corporate and Municipal Sales & Trading
Tuesday, March 20th, 2018 | 10:20 AM - 11:35 AM
Elizabeth Baird, Partner

Compliance Coverage of Non-Revenue Areas (Finance, Technology, OPS)
Tuesday, March 20th, 2018 | 12:05 PM - 01:20 PM
John Ayanian, Partner

Investment Adviser Considerations for Dual Registrants
Wednesday, March 21st, 2018 | 11:55 AM - 01:10 PM
Jennifer Klass, Partner