Advertising: Advisers, Broker-Dealers, and Funds
|Tuesday, January 30, 2018|
|03:00 PM - 04:00 PM ET|
John J. O'Brien
Please join us for a timely update on advertising.
- What is an “advertisement”?
- What rules apply: advisers, broker-dealers, public funds
- What you can and cannot say
- Performance or: How to not lie with numbers
- The importance of clear disclosure in close proximity
- Examples of bad ads
Questions? Please contact Lindsay Levine.
CLE credit: CLE credit is currently pending approval in PA and NJ (via reciprocity).