Money Management Institute’s 2018 MMI Legal & Compliance Seminar

Morgan Lewis partner Steve Stone spoke on two panels at the Money Management Institute’s 2018 MMI Legal & Compliance Seminar hosted in our New York office. He was featured on “Regulatory Developments”; “Proposed SEC Standards of Conduct for Broker-Dealers and Investment Advisers”; and “SEC Examinations” panels. This one-day Legal & Compliance seminar brings together senior business executives, chief compliance officers, and their legal counsel to discuss the most challenging issues facing the advisory solutions industry today.