19th Annual Sommer Lecture – Fireside Chat with Robert Cook, FINRA President and CEO

Morgan Lewis is proud to sponsor the 19th Annual A.A. Sommer, Jr. Lecture on Corporate, Securities, and Financial Law at Fordham Law School. For this year’s program, litigation partner Ben A. Indek interviewed guest speaker Robert Cook, president and CEO of the Financial Industry Regulatory Authority (FINRA) about FINRA’s rulemaking, examination, and enforcement programs.

Featured Guest

Robert Cook
President and CEO
FINRA