Event
2018 Investment Adviser Perspectives: Digital Advice Roundtable
November 14, 2018
View the presentation >> | View the supplementary materials >>
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The program will include in-depth discussions of the legal, regulatory, and commercial aspects of offering digital advisory solutions, including:
- Key trends in the evolution from advice to comprehensive financial wellness
- Updates on the regulatory environment for digital advice
- FinTech charters and regulatory sandboxes
- Proprietary products and other tricky ERISA and IRA issues
- Advertising, social media, and online referral arrangements
- Risk management, compliance, and internal controls
Questions?
Please contact Bernice Kyereme.
This event is by invitation only.
CLE credit: CLE credit in CA, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.