CLE Courses
Advertising Investment Products and Services
| Friday, February 8, 2019 |
| 12:00 PM - 01:00 PM Eastern Standard Time |
Please join us for an overview of advertising investment products and services.
TOPICS WILL INCLUDE:
- Overview of Landscape
- What’s in Scope as Marketing Material
- SEC Requirements & Practices
- CFTC / NFA Requirements & Practices
- Focus on Private Funds
- Special Topics:
- OCIE (SEC) Guidance
- GIPS Update
- Social Media
CLE credit: CLE credit is currently pending approval in FL, PA, NY and NJ (via reciprocity).