The SIFMA Compliance and Legal Society's Annual Seminar is the premier event for Financial Services compliance and legal professionals.
Privilege and Work Product Protections: Ethical Considerations for In-House Teams
Wednesday March 27, 2019 | 9:55 AM - 11:10 AM
Michele Coffey, Partner
Compliance Testing
Wednesday March 27, 2019 | 9:55 AM - 11:10 AM
David C. Boch, Partner
Compliance Coverage of Non-Revenue Areas
Wednesday March 27, 2019 | 9:55 AM - 11:10 AM
John V. Ayanian, Partner
Private Client Enforcement Developments
Wednesday March 27, 2019 | 11:30 AM - 12:45 PM
Ben A. Indek, Partner