Event
Primer On Regulation of Wealth Management - New York
| Monday, April 1, 2019 |
| 10:00 AM - 11:00 AM ET |
Please join us for an overview primer on regulation of wealth management:
TOPICS WILL INCLUDE:
- Regulators of Wealth Management Firms
- Substantive Regulation of Wealth Management Firms
- 2019 Key Areas of Regulatory Focus
- Sample Current Issues
Please contact Sharon James at 212.309.7181 for additional information regarding this program.
CLE credit: CLE credit is currently pending approval in: CA, IL, NY, PA, TX and VA; and via reciprocity in CT, FL and NJ.
