Litigation partner Joseph E. Floren will speak at the 2019 SIFMA Compliance & Legal Society San Francisco Regional Seminar, featuring presentations by leading securities regulators and industry professionals.
Joseph will speak on the Litigation/Arbitration panel along with David Jonson Senior Vice President and Head of Litigation and Arbitration at LPL Financial Holdings Inc. and Gregory Scanlon Vice President & Associate General Counsel, Corporate Legal Services at Charles Schwab.
SIFMA represents the broker-dealers, banks and asset managers who, together, provide access to the capital markets. The SIFMA Foundation is dedicated to fostering knowledge and understanding.
CLE credit: Offered for California Florida New Jersey New York.