Common Deficiencies in Examinations of Private Fund Advisers

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Thursday, August 13, 2020
02:00 PM - 03:00 PM Eastern Daylight Time
01:00 PM - 02:00 PM Central Daylight Time
11:00 AM - 12:00 PM Pacific Daylight Time

The SEC’s Office of Compliance Inspections and Examinations issued a Risk Alert citing common deficiencies identified during examinations of investment advisers managing hedge funds and private equity funds, particularly related to conflicts of interests, allocation of fees and expenses, and the prevention of the misuse of material nonpublic information.

Join us for a one-hour webinar where we will discuss these deficiencies and what private fund managers can do to avoid these pitfalls.

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