SIFMA Webinar Series: Big Data

Tuesday, November 17, 2020
01:00 PM - 02:30 PM ET
10:00 AM - 11:30 AM PT

Litigation partner Peter Pound will moderate SIFMA’s “Big Data” webinar panel composed of leaders in the financial services industry.

Topics will include:

  • Strategies for analyzing, synthesizing, and presenting large data sets to regulators in connection with investigations and settlement negotiations
  • Regulators’ use of big data and expectations regarding the same (e.g. in connection with trade reporting and surveillance)
  • The use of AI to help firms monitor and surveil trading data
  • The timing of retention and strategies for efficient use of consultants

CLE credit: Please refer to the SIFMA website for CLE information.